On Autonomy and Law
Natalia Loukacheva, University of Toronto
Preface
The concept of autonomy is a remarkably complex one. It can be spoken of in
collective or individual and personal forms. It is an analytical concept employed
for the investigation of various forms of self-government and self-determination
in social science disciplines. Literary, cultural studies, and philosophy scholars
have deconstructed the concept and its uses to question gendered, ethnic, racial,
Eurocentric Enlightenment, and other assumptions inherent in its use. As a part
of societal discourse across the globe, it is also not surprising that the concept
is incorporated in various ways into law. Incorporation into law can provide a
basis for legal claims to rights, institutional supports, and other privileges,
obligations, and statuses.
In this working paper, Dr. Natalia Loukacheva, who holds a postdoctoral scholar's
award with the Major Collaborative Research Initiative "Globalization and
Autonomy," investigates the status of the concept of autonomy in law. In
particular, she examines its place in international public law and comparative
constitutional law. She is interested here in a notion of autonomy as equivalent
to self-government in the context of an internal right to self-determination. She
is not focusing on an external right to self-determination as exercised through
secession.
Her analysis is divided into two parts. In the first section of the paper, she
considers general notions of autonomy in international law and in comparative
constitutional law. She argues that there are weak grounds for recognition of
autonomy as a principle of international law and somewhat stronger, but still very
limited, grounds for its recognition in comparative constitutional law. She also
notes that the normative arguments in favour of its recognition do exist to some
extent in law. Finally, she comments on the ambiguity of the concept of law,
suggesting that this ambiguity provides flexibility for adapting its use to the
particular circumstances of groups making autonomy claims.
The second section of the paper turns to a specific consideration of the place of
autonomy for Indigenous peoples in law. Here Dr. Loukacheva argues that there is
an emerging right to Indigenous peoples' autonomy, which is slowly being
considered and recognized by international bodies. She adds, however, that the
concept of autonomy lacks clarity. This feature, she suggests, can be an
advantage. There is no need for a single type or model of Indigenous peoples'
autonomy — different forms of autonomy can serve varying Indigenous
groups' aspirations. This analysis is based on a wide-ranging examination of
cases of autonomy, particularly in Europe and in the Arctic Circumpolar region.
In her conclusion, Dr. Loukacheva sketches out some common characteristics that
any autonomous arrangement should satisfy. This analysis arises from her studies
of case law in the area. She also stresses that autonomy in law is not a static
concept, but a dynamic one. As such, it is evolving toward ever more de
jure recognition. Again, she suggests that its current ambiguity in law
provides flexibility for accommodating autonomy claims by diverse groups in a wide
variety of social, cultural, economic, and political circumstances.
William D. Coleman, McMaster University
Introduction
Extensive scholarly works on the issue of autonomy and Indigenous self-governance
show that legal concepts of autonomy suffer from much confusion. In the following
study, I present a survey of the concept of governance in the legal scholarship in
attempting to develop normative grounds for the right to autonomy. This paper is
divided into two parts. The first part deals with general considerations of
theoretical aspects of the concept of autonomy in public law
1 and examines the
extent to which the right to autonomy can be defined and justified in light of
international and comparative constitutional legislation. The second part gives a
brief overview of autonomy for Indigenous peoples. By addressing the question of
whether there is an emerging right to Indigenous peoples' autonomy, I illustrate
the ambiguity surrounding the right to autonomy in international law. I argue
that, although it is contained in the concept of self-determination, one can best
comprehend the content and scope of Indigenous autonomy in the context of a
particular situation. Exploring different legal documents regarding autonomy and
Indigenous peoples, I argue that there is an emerging right to Indigenous peoples'
autonomy in international and constitutional jurisprudence. Finally the paper
draws conclusions on understanding autonomy in the legal field.
A few qualifications are in order. Given that autonomy is a vague concept with
multiple interpretations by different scholars and representatives of Indigenous
and non-Indigenous peoples, it is important to define the sense in which I use it
here. I employ the notion of autonomy as equivalent to self-government in the
context of an internal right to self-determination. I do not explore a right to
secession or other aspects of external self-determination as an attribute of
autonomy. In particular, I examine the collective right to self-government,
focusing my analysis on the territorial concept of autonomy. This focus narrows
the scope of the paper to looking at some autonomous entities with constitutional
powers transferred from unitary or federal state authorities to the institutions
of territorial or regional public governance without going into detail about the
context of local autonomy or municipal levels of government.2 Moreover, this
paper draws its examples primarily from European cases. I am aware that lessons
can also be learned from self-determination processes in Asia, Africa, Australia,
New Zealand and particularly from the growing scholarship in North America. Where
possible, I incorporate some insights from these settings. Thus the relationship
between the Canadian state and Aboriginal peoples' quest for autonomy is not a
focus of this study. While questions can be raised in connection with the terms:
"Indigenous peoples," "minorities,"3 or "autonomy," the development of
theoretical definitions for these terms will not be explored here. Nor does this
paper examine issues of economic sustainability and fiscal autonomy or social
policies of autonomous regions. Rather, the paper's primary interest is in the
legal framework of political autonomy.
Autonomy and Law: A General Discussion
In this first section, I aim to provide a theoretical basis for understanding
autonomy in public law. At the outset, I deliberate on the notion of autonomy in
legal and political science theory, showing that the concept suffers from much
ambiguity and confusion. I argue that the lack of a precise legal definition of
autonomy makes the concept more amenable to minority and Indigenous peoples'
aspirations, depending on each case. Next, this section explores why autonomy,
despite being a "hopelessly confused concept,"
(Wiberg 1998, 43) is so attractive
to different groups. It looks at how the concept of autonomy is entrenched in the
sources of international and constitutional law in relation to minorities and the
right to self-determination. Although there is an emerging recognition of the
right to autonomy or self-government, international law instruments and mechanisms
are not sufficient for realizing these claims currently.
Recently, much has been written about autonomy and its implications.4 The term
autonomy derives from the Greek auto (self) and nomos
(rule of law) and has many synonyms in modern political, sociological,
philosophical, and juridical literature. In political science it is often seen as
equivalent to "independence, self-government, self-determination, self-direction,
self-reliance and self-legislation"(Wiberg 1998, 43). Similarly, in legal theory,
it connotes self-government, self-rule, self-management, self-administration, home
rule, and self-legislation.
Because of its diverse applications, autonomy is a vague concept and "almost all
writers on the topic of autonomy do not make clear to the readers (or even to
themselves!) what they actually mean with the notion" (ibid., 43).5 As
autonomy is used and interpreted in many different contexts, it is probably not a
legal "term of art" (Suski 1998a, 1) or a well-fitted legal
concept.6 The concept exists in constitutional theory, and also in
international law. However, the term "autonomy" lacks legal clarity and "no clear
account of the concept of autonomy is available" (Wiberg 1998, 43).
Lindley draws the difference between the general concept and particular
conceptions of autonomy.7 In his words, "a conception is a particular
interpretation or analysis of a concept. Although there is no eternally true
conception of autonomy, the concept being a tool invented by human beings to make
distinctions thought to be useful, it may be possible to test rival conceptions
for adequacy" (1969, 3). Lindley suggests that the concept of autonomy is a
framework for specific conceptions of autonomy, but the content of any given
conception will turn, in part, on the facts of each case. Lapidoth classifies the
following approaches to the concept of autonomy. First, some "theories
[…] compare autonomy to a right to act upon one's own discretion in
certain matters, whether the right is possessed by an individual or by an official
organ"(1994, 277). Second, others approach autonomy as a synonym of independence.
Third, autonomy is synonymous with decentralization. According to a fourth
approach, autonomous unit "is one that has exclusive powers of legislation,
administration and adjudication in specific areas."(ibid., 277).
Autonomy also is often connected with federalism as in Lapidoth's definition of
"decentralization"8 and subsidiarity (Heintze1998). Hannum (1996) considers a
"full" autonomy.9 Nordquist defines expedient autonomies "that
owe their status to practical reasons such as geographical distance, or other
physical hindrances" (1998, 64).10 Historical autonomies "are
areas, which from time to time, have had a de facto autonomous
position vis-à-vis their (changing) political environment and
now, although integrated into the modern state system, have remained autonomous"
(ibid., 64).11 Organic autonomies emerge by peaceful means when
certain territories develop autonomy on the basis of "a growing awareness of the
political relevance of the region's specific identity and the need to create an
institutional congruence between this identity and the local and national
governmental structure"(ibid., 64).12 And seized autonomies are
"those that emerge out of a process of political mobilization leading to a
conflict with the central government" (ibid., 64).13 Bernhard (1981, 25-6)
denotes autonomy in a broader sense, which
[…] Means the autonomous self-determination of an individual or an
entity, the competence of power to handle one's own affairs without outside
interference […] autonomy describes the limits of State interference, on
the one hand, and the autonomous determination and regulation of certain affairs
by specific institutions on the other […] In a more narrow sense,
autonomy has to do with the protection and self-determination of minorities. And
it is in this sense that the notion of autonomy is used in modern international
law.
Thus, the question becomes whether there is a need to render the notion of
autonomy more definite. The practice shows that there is not such a need. Because
of its ambiguity in interpretation, the concept of autonomy can be better adjusted
to the particular circumstances of each case. Its vagueness may even be attractive
to those who are seeking autonomous arrangements. As Wiberg puts it, "it is not
the clarity, but the ambiguity of the concept (of autonomy) added by me that is
the most important guarantee of its popularity"
(1998, 57).
Within recent decades the right to autonomy has become an attractive slogan for
different groups and especially for Indigenous peoples, but there is no clarity on
the scope and legal recognition of this right. Therefore, I turn next to examine
autonomy in international law.
Autonomy in International Law
Is autonomy a principle of international law? In Carl Creifelds' (1990) words,
"in international law, autonomy means that parts of the State's territory are
authorized to govern themselves in certain matters by enacting laws and statutes,
but without constituting a State of their own" (quoted from Heintze 1998, 7).
Hannum and Lillich conclude that the concept of autonomy does not have
"[…] a generally accepted definition in international law […] is
a relative term that describes the extent or degree of independence of a
particular entity rather than defining a particular minimum level of independence
that can be designated as the status of 'autonomy'"(1980, 885).14 The authors
further stress that "autonomy and self-government are determined primarily by the
degree of actual as well as formal independence enjoyed by the autonomous entity
in its political decisionmaking process"(ibid., 860).
The place of autonomy in international law can be evaluated through analysis of
sources of international law, like customs, treaties, conventions, and the
practices of international organizations, doctrines, reports, and documents.
Analysis of these sources shows that there are weak grounds for recognition of
autonomy as a principle of international law.
Sanders argues otherwise. He claims that autonomy is a principle of international
law because first, "autonomy for specific populations is a principle of customary
international law, based on an assertion of a common practice of leading states"
(1986, 17). Second, it is a principle because "autonomy (is) a distinctive right
of minorities" (ibid., 17). He bases his third argument "on the principle of
self-determination of peoples" (ibid., 17).
With respect to his first argument, Sanders asserts, "there is a developing
international consensus that political autonomy is the proper response to the
phenomenon of territorial minorities, particularly territorial indigenous
minorities" (ibid., 19). He deliberates on a historical approach and shows the
examples developing of different autonomous arrangements and their perception "in
the international intellectual milieu" (ibid., 19). By using a non-historical
approach, he tries to identify common patterns in the existing examples of
autonomies on the basis of factors of geography, population, cultural difference,
and existing institutions (ibid., 20).
It is not clear, however, whether there is a common practice of autonomy. It is
also not convincing that autonomy for specific populations is a principle of
international customary law. Arguably, as Oeter (1994) puts it, "minority status
is then equated with the right to autonomy. This alleged right is said to be
customary law derived from the frequent occurrence of autonomy. However, forms of
self-government and autonomy vary so much from case to case that their specific
content remain doubtful and a customary rule has not evolved" (quoted from Heitze
1998, 13). Custom as a source of international law assumes that the subject of the
action repeats in the same manner and form for it to be continued as a custom.
Most scholars on the topic stress that there is no certain model or type of
autonomy. They emphasize that, "autonomy is, therefore, a general legal term that
has to be given concrete content" (Heitze 1998, 8). Its content would depend on
the particular circumstances of each country. Thus, even some sort of recognition
of autonomies by the "international intellectual milieu" and existence of
autonomous entities in the historical perspective are not sufficient for arguing
that autonomy is a principle of customary international law.
Further, there are few examples of formation of autonomy in international
documents15 or treaties. Heintze suggests that there is no right to autonomy
entrenched in the treaties. No treaty has been concluded with general reference
to the necessity of granting of autonomy (ibid., 13). He further concludes that
the objections against accepting autonomy as a "principle" of international law
stem from the likelihood that it is conceivable only as a group right. This notion
is hardly acceptable "as long as minority protection under international law is a
strictly individual right" (ibid., 32).
Autonomy and minorities
Can autonomy be justified as a principle of international law, based on Sanders'
second argument that autonomy is a distinctive right of minorities? Autonomy is
often considered as a mechanism that assists in ethnic conflict resolution as a
result of its potential for protecting minorities. Like "autonomy," there is no
commonly accepted definition of "minority,"
(Lapidoth 1997) and scholars have
examined relevant international materials, which indicate some cohesion between
minority rights and autonomy.
16 The crucial provision for minority rights,
Article 27 of the United Nations (UN) International Covenant on Civil and
Political Rights, does not cover or mention the right of minorities to autonomy.
The Document of the Copenhagen Meeting of the Conference on the Human Dimension of
the Conference on Security and Cooperation (CSCE/OSCE since 1995) in Europe of 29
June 1990
17 underlying the importance of minority rights (Articles 31-34), does
not indicate a legal right of minorities to autonomy. It mentions, however,
autonomy as one of the options for minorities. Thus Article 35 paragraph 2 reads:
The participating States note the efforts undertaken to protect and create
conditions for the promotion of the ethnic, cultural, linguistic and religious
identity of certain national minorities by establishing, as one of the possible
means to achieve these aims, appropriate local or autonomous
administrations corresponding to the specific historical and territorial
circumstances of such minorities and in accordance with the policies of the State
concerned. (Emphasis added)
Other international documents do not mention the distinctive right of a minority
to autonomy. These include the Report of the CSCE Meeting of Experts on National
Minorities (Geneva, 1991); Document of the Moscow Meeting of the Conference on the
Human Dimension of the CSCE (Moscow, 1991); UN Declaration on the Rights of
Persons Belonging to National or Ethnic, Religious or Linguistic Minorities
(1992);
18 The European Charter for Regional or Minority Languages (1992);
Framework Convention for the Protection of National Minorities, Council of Europe
(1995); and the European Convention on Human Rights (1995).
In her analysis of the right to autonomy in Article 3 of Protocol 1 of the
European Convention on Human Rights (1995), the European Charter of Local
Self-Government (1985, in force since 1988), and the Draft Charter on Regional
Self-Government (1996), Lewis-Anthony (1998) comes to the conclusion that Article
3 of Protocol 1 does not expressly protect or guarantee territorial autonomies.
However, case law suggests that this article is applicable to the legislatures of
existing autonomies with constitutional status. She further concludes that the
Council of Europe, through Charter 1985 (Article 4(3)) and Draft Charter of 1996
(Article 2) began to demonstrate its commitment to regional self-government.19
In his study of autonomy and the European Union (EU) states, Bullain notes that
substate political autonomy is not specifically recognised by the European Union.
He adds "the Committee of Regions […] neither by its composition, nor by
its powers, can be understood as an institutionalization of the autonomous units
of the EU"(1998, 347). He further suggests that from the standpoint of European
integration, substate autonomous authorities only represent an administrative
level (ibid. 352). Therefore, to deal with EU autonomies, one has to conclude
"participatory" agreements with the states (ibid., 355). The state plays the role
of the mediator. From Sohn's (1980; 1981) analysis of autonomy and the UN Charter
and practice it is clear that the right of a minority to autonomy is not
specified, though some general ideas of self-government are expressed in a number
of UN documents.20
In sum, the right to autonomy is not expressed in major international documents
regarding minority rights nor in the practices of the Council of Europe, the
European Union, or the United Nations, or some universal minority rights treaty.
As Thornberry concludes, "in the context of minority rights, autonomy appears as
hortatory or pragmatic politics, refusing to convert itself into a coherent norm
or perhaps dissolving into conceptual sub-constituencies before our eyes" (1998,
123). Thus, there is no distinctive right of a minority to autonomy as a principle
of international law.
Autonomy and the right to self-determination
Could autonomy be qualified as a principle of international law based on Sanders'
third argument — the right to self-determination? To understand autonomy
in these terms, it is useful to draw a distinction between the right to external
self-determination (usually referred to as "secession" but which may include other
aspects)
21 and internal self-determination or internal self-governance (which
refers to territorial and non-territorial autonomy and to the right of effective
governance within sovereign States), as it is indicated in the practice of the UN
and developed by numerous scholars.
22
For example, in Lapidoth's words "more and more authors seem to consider autonomy
as a valid means of self-determination" (1997, 23). Heintze stresses that the
distinction between an internal and an external right to self-determination brings
a new perspective on the relationship between self-determination and autonomy.
Therefore many scholars "now claim that the right to internal self-determination
is "almost synonymous with local autonomy" (1998, 9). In the opinion of
Hannikainen, in international law the right to autonomy is narrowed to a certain
limited level of self-government, but the right to self-determination is more
promising. Compared to a limited right to self-government, "the holder of the
right of self-determination may have the right to determine its status without
external interference and may opt for full independence — not only
limited self-government" (1998, 79).
Accordingly, the right to autonomy or internal self-determination is a part of the
concept of the right to self-determination which, because of its external
dimensions, is broader than just self-governance. Thus, international law allows
for certain subjects in some cases to interpret self-determination as independence
by means of secession, which is sometimes called full self-governance.23
For the purposes of this paper, I assume that the right to autonomy (territorial
or non-territorial) can be considered as a realization of the principle of
internal self-determination in the form of self-governance if several conditions
exist: a strong voluntary will of the population to achieve autonomy; ethnic,
cultural linguistic differences (cultural factor); some geographical and
historical conditions relevant to each particular case; the existence of a
legislative body elected by the local population, as well as an executive organ
(democratic participation); and economic sustainability or a financial base.
Nevertheless, from the point of view of existing international law, both concepts
of autonomy or self-governance and
self-determination are confusing and ambiguous.
Thus, the question becomes, whether autonomy can be regarded as a principle of
international law based on a vague notion of self-determination. Thornberry argues
that self-determination is a right, while autonomy is not. In his words, "autonomy
is essentially a gift by the state (grudgingly offered, ungratefully
accepted)24] though it can be entrenched. Autonomy may be a good idea, but it
does not flow freely from the sources of international law as an obligation on
states […] People would lay down their lives for self-determination; they
might not do so for autonomy"(2000, 56-7). Thus, autonomy may be conceptualized
within the right to self-determination, but the latter might be more preferable
for different groups' claims because of its recognition in international law.
Harhoff suggests that rather than substantiate the contents of self-determination,
"this concept should be understood as a procedural norm,"(1994-1995, 66) which
includes the state's duty to promote autonomy for their peoples in good faith, and
to guarantee that "self-determination arrangements, once established, can never be
withdrawn, reduced or amended unilaterally by states"(ibid., 66). As he further
notes, "the idea is to enable the international community, by means of a simple
international legal principle, to exert pressure on states that in word or
practice simply refuse to establish any form of self-determination for their local
peoples" (ibid., 66). This idea might be hard to implement. It is questionable
whether the right of peoples to self-determination is a binding principle for
states that have not ratified international covenants. Each state and people have
their own interpretation of self-determination. The concept is far from universal.
A clear legal definition might be required for implementation of
self-determination as a procedural norm.
To conclude, in contemporary interpretations of the principle of
self-determination, autonomy can be regarded as a form of its internal realization
even though it does not constitute a distinct international norm on its own
account. But this situation does not resolve problems with respect to ambiguity.
Practically, "[…] both customary and treaty law on internal
self-determination have little to say with respect to the possible modes of
implementing democratic governance […] Still less do they furnish
workable standards concerning some possible forms of realizing internal
self-determination, such as devolution, autonomy, or 'regional'
self-government."25
In short, there is no consensus among scholars on the existence or definition of a
right to autonomy in international law. The definition of autonomy and its
relation to minorities and peoples' right to self-determination suffer from
ambiguity. In some cases, autonomy serves as a mode of international conflict
resolution. The practice of existing autonomies makes the right to autonomy more
feasible even without having a strong status in international law.
Autonomy in international
human rights law and international
judicial/quasi-judicial organs
International
human rights law offers some possibilities for our understanding of
the right to autonomy and grasping it as a legal relationship between a
rights-holder and an obligation-bearer. One such possibility is to look at the
right to autonomy in the framework of peoples' right to self-determination as it
is enshrined in common Article 1 of the International Covenant on Civil and
Political Rights (ICCPR)
26 and the International Covenant on Economic, Social
and Cultural Rights of 1966. Another option is Article 27 of the ICCPR dealing
with the rights of minorities to "enjoy their culture" by means of effective
participation. A minority's right to autonomy flows from its right to enjoy its
culture, with autonomy being one of the forms in which effective participation can
be realized. Further, there might be a situation in which the multiethnic
territorial units of a state aspire to autonomy as a right of a whole population
of the territory. International law gives little support to this scheme.
Prominent human rights scholars (Scheinin 2000a and 2000b; Myntti 2000) have
already elaborated on these scenarios. Based on a human rights approach, the right
to autonomy applies to all groups whether they are considered minorities or
Indigenous peoples. At the same time, the right to autonomy is rooted in the right
of peoples to self-determination (Article 1) and linked to the right of persons
belonging to ethnic, linguistic, and religious minorities to enjoy their own
culture (Article 27). Thus, the right to autonomy covers elements of effective
participation in power-sharing and democratic institutions. It also extends to
culture, including the ability of the minority group to maintain its culture,
language, and religion and may extend to preserving the way of life or indigenous
livelihood, including land rights and economic structures of Indigenous
peoples.27 As well, it may require, when necessary, positive measures by States
to protect the identity of the minority and its rights to enjoy and develop its
culture.28
Analyzing the procedural positions of autonomous regions before the International
Court of Justice, the European Commission, the European Court of Human Rights, the
European Court of Justice, and the Human Rights Committee, Åkermark
concludes that "autonomous regions, in fact, play an important role in
international judicial and quasi-judicial proceedings and that international law
has started taking steps needed to accommodate this trend" (1998, 149-50).
However, there are no clear procedural provisions in international law regarding
such participation. Thus, Åkermark points out that, under the Statute of
the International Court of Justice (ICJ) (Articles 34/1 and 35/3), "an autonomous
region does not have the right to bring a dispute to, or to be a respondent before
the ICJ. The autonomous regions have to act through the sovereign State to which
they belong, or to draw the attention of one of the UN organs which may ask for
the Court's advisory opinion"(ibid., 141-2).
With respect to the European Commission and the European Court of Human Rights,
Åkermark finds "that autonomies, their inhabitants and their representative
organs and authorities may play a very active role both as applicants and as
respondents before the organs supervising the European Convention for Human
Rights,"(ibid., 144) and that "the regions of the Member States of the Communities
have been active before the European Court of Justice both as complainants and as
respondents"(ibid., 146). Finally, Åkermark notes that autonomous regions
can be involved in cases before the Human Rights Committee, despite the fact that
the precise procedural modes for this are underdeveloped (ibid.).
Alfredsson underscores that "international human rights instruments do not
expressly provide for a right to autonomy" (1997, 34). He adds, "autonomy is yet
to be firmly anchored in international and regional human rights instruments"
(ibid., 40). Representatives of autonomous authorities can apply before the
Committee on the Elimination of Racial Discrimination, which can examine petitions
from individuals and groups concerning possible violations (Article 14 of the
Convention on the Elimination of All Forms of Racial Discrimination) (ibid., 43).
Alfredsson examines different UN procedures for enforcing minorities and
Indigenous peoples' rights, such as: state reporting obligations, and fact-finding
and investigative procedures.29 These procedures only work, however, if the
country has ratified the above-mentioned Conventions.
To conclude, there is only some indication in the international documents,
procedures, and practice of international organs and the main sources of
international law to support the existence of a right to autonomy. Therefore,
Eide, a Special Reporter of the Sub-Commission on Prevention of Discrimination and
Protection of Minorities reported that, "even if international organizations are
ready to propose autonomy as the solution for existing inter-ethnic and
intra-State conflicts, they lack any coherent policy to promote it."30 As a
result and with some exceptions,31 there is no guarantee to existing
autonomous arrangements in international law.
As a possible solution, Hannikainen suggests the development of a multilateral
convention capable of taking various autonomy arrangements under its umbrella.
Consequently, states would be obliged to submit autonomy arrangements existing
within their jurisdiction to supervision of the international organ. This body
"should perhaps be quasi-judicial in nature similar to the UN Human Rights
Committee" (1998, 95). Thus, he proposes a universal Convention on autonomy and
the creation of an international organ for the supervision and establishment of
regional autonomies. The idea of a special international body, which could
supervise and clarify autonomy arrangements, is possible, as there are precedents
of that kind.32 There might be a problem, however, with implementation because
of a lack of clarity on the legal definition of autonomy and weak support for the
right to autonomy as a principle of international law.
As mentioned earlier, Harhoff offered to interpret the right to self-determination
as a procedural norm. He also suggested considering it as a duty of a state to
grant autonomy and the state's burden to prove its loyalty to and implementation
of the autonomous arrangement. Analysed suggestions raise difficult questions: is
it within the jurisdiction of international law to decide and to provide for the
right to autonomy? Is autonomy a universal right to be entrenched in a separate
international Convention? Is there any legal principle or legal theory on
autonomy, which would form a basis for such documents and more importantly, is
there a need for them? Obviously modern international law and practice do not give
us a definite answer in this regard.
Autonomy and Constitutional Law
Arguably, comparative constitutional law can reduce ambiguities surrounding the
concept of autonomy in international law. Can constitutional law assist in
clarifying international legal ambiguities? Indeed, is autonomy the legal domain
of constitutional jurisprudence? Some authorities maintain that, "the legal basis
for autonomy can be a constitutional arrangement, devolution by statutory law, or
customary law" (Eide, Greni, and Lundberg 1998, 256). Others propose the
constitutional entrenchment of autonomy (Suksi 1998b, 168-9).
Suksi (1998b) identifies three types of autonomous entities: those organized on
the basis of the national constitutions of their host countries with special
jurisdiction including exclusive law-making powers (e.g., Åland
Islands/Finland before 1994, Gagauzia/ Moldova, Spain, Italy, and Portugal);33
those that lack the formal constitutional delegation of law-making powers, but
make their own laws (e.g., Greenland and Faroe Islands);34 and those that have
a certain constitutional status limited to regulative or administrative
jurisdiction and subordinated to the ordinary legislation of the country concerned
(e.g., Crimea and Croatia). In addition, he distinguishes cases that should not be
described in terms of autonomy, but rather as administrative regions with special
status (e.g., Corsica). Analyzing European autonomies, Suksi concludes that Spain
is the only country where autonomy is recognized as a constitutional right; "other
constitutions would seem to settle for an ad hoc type of regulation
concerning autonomy without using rights language"(1998b, 155). Notably, most
Constitutions do not indicate the right to autonomy as a constitutional right.
35
Countries that have some autonomous arrangements typically do not regulate
the right to autonomy, its structure, and scope of jurisdiction or institutions in
the national Constitution. Analysis of sources of constitutional law of different
states reveals that there is some constitutional recognition of the right to
autonomy. Based on this analysis, the following different sources were identified.
Autonomous arrangements are regulated by:
- Constitution (Italy, Spain, Åland Islands/Finland, Azores Islands,
Madeira/Portugal)
- Constitutional custom (Faroe Islands/ Denmark)
- Partial recognition in the constitution (cultural autonomy for Saami in
Finland)
- Ordinary legislation (Greenland, Faroe Islands/Denmark)
- Organic law (Corsica/France)
- Legislation of the substate entities/autonomies (some autonomous regions
in Italy)
- Constitutional laws, federal laws ("About national-cultural autonomy"
1996, the Russian Federation)
- Can be regulated by national agreements between the subnational entity and
the mother state and by bilateral or trilateral agreements of neighbouring
countries
- Constitution of an autonomous entity (Crimea/Ukraine) or Charter of the
autonomous region (Italy)
- Treaty between Indigenous peoples and the state
Identifying the legal foundation for the relationship between the state and
Indigenous peoples, Rehof
(1994, 25-26) defines the following forms of
constitutional recognition: independence of the Indigenous peoples; treaty
relationship (Waitangi Treaty in New Zealand); constitutional recognition of
distinct status (Norway); statutory agreement of a more or less irrevocable nature
(Greenland); other de facto arrangements; and non-recognition of a distinct
status. As he correctly states, the present arrangements in this scheme may
increase or decrease their status or they will stay the same.
To conclude, in those countries that I have considered, constitutions do not
recognize, with the exception of Spain, the right to autonomy. However, the
institution of autonomy is mostly regulated by means of constitutional law, which
can be seen in the modes of entrenchment and regulation of autonomous regimes on
the domestic level. Importantly there are some precedents of constitutional
recognition of autonomous status to some groups and territories and international
law is starting to consider some elements of autonomous jurisdictions. Does this
developing practice manifest an emergent right to Indigenous peoples' autonomy?
To explore this crucial question, I turn to an examination of the connection
between autonomy and Indigenous peoples' rights.
Autonomy and Law: Indigenous peoples
Discourse
What is autonomy for Indigenous peoples? This section of the paper examines the
existence of Indigenous peoples' right to autonomy. It argues that the vague
concept of autonomy can be rendered more determinate by employing comparative
constitutional analysis of measures that secure Indigenous peoples' autonomy.
Further, a detailed analysis of the connection between autonomy and Indigenous
peoples' rights is given from a legal-historical and minority rights perspective
with a particular focus on the right of Indigenous peoples to autonomy in
international law. It raises the question whether autonomy is applied in the same
way to Indigenous peoples as it is to minorities. This analysis reveals that there
is an emerging right to Indigenous peoples' autonomy, which is slowly being
considered and recognized by international bodies. However, the concept of
autonomy lacks clarity. Furthermore, the varying forms of autonomy for Indigenous
peoples are explored. I argue that there is no need for a single type or model of
Indigenous peoples' autonomy — different forms of autonomy can serve Indigenous
groups' aspirations.
The way in which the right to autonomy comes to be exercised or expressed in each
jurisdiction has been heavily influenced by the interaction between indigenous
forms of social organization and opposing legal and political regimes introduced
by colonial and contemporary authorities. Dramatic differences in understandings
and livelihood between Indigenous and non-Indigenous populations require
approaches to the development of Indigenous autonomy more in consonance with
Indigenous values and knowledge. Due respect should be paid to Indigenous
peoples' expectations for expanding their legal capability to exercise
jurisdiction in areas traditionally non-transferable to subnational regions.
Accordingly, the right to autonomy should comprehend or protect Indigenous
jurisdiction in legal systems and the administration of justice. It should allow
direct Indigenous participation in international affairs when it concerns their
homelands, and include Indigenous involvement in security issues relevant to the
development of their lands (Loukacheva 2004a and 2004b).
In recent years significant attempts have been made to promote different
autonomous arrangements for Indigenous peoples. However, it is not clear in the
legal or political science scholarship whether the right to Indigenous peoples'
autonomy exists in international or domestic law and how it can help Indigenous
peoples to preserve their livelihood, traditional culture, and values. The scope
of this section is limited to elucidation of the right to Indigenous peoples'
autonomy in constitutional and international legal documents. It does not cover
Indigenous peoples' views from a framework of Aboriginal law or native cosmology.
Nor does this section deliberate on debatable issues such as the definition of
Indigenous peoples36 and Indigenous rights, differences between minorities and
Indigenous peoples (Thornberry 1995), the scope of their rights, grounds of
collectivism versus individualism (Galenkamp 1998), or human rights and Indigenous
peoples.
In recent decades considerable effort has been made by various scholars,
politicians, and representatives of Indigenous peoples37 to develop a more
concrete legal concept of Indigenous rights. The question becomes whether
Indigenous peoples are entitled to the right to autonomy in public law and if so,
what are the applicable forms of this autonomy. In other words, assuming that it
is not clear whether autonomy is a principle of international or constitutional
law, are there nevertheless grounds for recognition of an Indigenous right to
autonomy?
The right to Indigenous peoples' autonomy from a legal, historical
perspective
Analyzing the constitutional position of Indigenous peoples in a historical
perspective, Harhoff states that after World War I "indigenous peoples were
[…] recognized at the time as collective subjects of national law with
inherent rights to protection and self-government"
(1988, 289). Therefore, the
prevailing view was to protect Indigenous peoples in their own culture and
livelihood and to maintain their traditional forms of government.
After the Second World War, this affirmative approach was replaced by general
abolition of Aboriginal rights and introduction of highly ambitious programmes of
integration of all nationalities into the new industrialized society with its
Western values (ibid., 289-290). Consequently, as Harhoff adds, in the subsequent
era, demands for revitalized Indigenous autonomy have been raised by the Fourth
World. It was a reaction against previous national policies of integration and
assimilation, and an expression of "new emerging perceptions of indigenous
peoples' legal status in the human rights perspective […]"(ibid.,
290). A substantial level of political autonomy for Indigenous peoples was
required "for full and final completion of the post-war decolonisation process"
(ibid., 290).
One more dimension can be added to this process: the development of the right of
Indigenous peoples to autonomy in the new millennium. The trend is that more and
more Indigenous groups are looking forward to some form of self-governance through
self-determination. It gives them a sense of control over their own destiny and a
chance of becoming masters in their own home and an ability to preserve indigenous
culture, language, livelihood, and values. From a historical perspective, most
Indigenous peoples consider their right to autonomy as an inherent right because
they were the owners of their lands before contact with colonizers and they had
their own forms of self-governance.
Despite these trends, Anaya is of the view that "international law cannot easily
embrace claims of ethnic or nationality group autonomy primarily based on accounts
of the pre-existence and wrestling of sovereignty"(1990, 841). He argues that "the
historical sovereignty approach" under which, "self-determination is invoked to
restore the asserted 'sovereignty' of an historical community that roughly
corresponds to the contemporary claimant group"(ibid., 838) is limited in
international law by "doctrine of intertemporal law;"38 by the
matter of recognition,39 and by "a normative trend within international legal
process toward stability through pragmatism over instability"
(ibid.,840). He believes that international law "can best accommodate ethnic
autonomy claims if they are justified on human rights grounds and avoid absolutist
assertions of independent statehood" (ibid., 844).40
Other scholars (Heintze 1997; Alfredsson 1997) also support the idea of protection
of minorities and Indigenous peoples via human rights instruments. In the words of
Erica-Irene Daes, "for Indigenous peoples, autonomy and self-government are
prerequisites for continuing their struggle in order to achieve full equality,
freedom of racism and racial discrimination, human dignity, and effective
enjoyment of all human rights and fundamental freedoms" (2001, 267).
Given the divergent views on the topic, it is necessary to explore the relation
between Indigenous peoples' autonomy and minorities. It is questionable whether
the international law regime for the creation of autonomous arrangements for
minorities is akin to Indigenous peoples' autonomy.
Indigenous peoples' autonomy and minorities
In the words of Thornberry, "autonomy and collective rights in the case of
indigenous peoples provides a different set of parameters than those
for minorities. Among many indigenous peoples, the imprint of individualism may
be much less than for non-indigenous societies"
(1998, 119). That raises the
question about the nature of the right to autonomy. Most scholars argue that it is
a group right
41 and "it is incoherent to describe autonomy as a congeries of
individual rights: the essence is group control over a territory, or a collective
legal framework"
(Thornberry 1995, 85).
Usually, it is a collective entity — the group — that claims and
enjoys the right to autonomy. Generally, Indigenous peoples are looking at
autonomy as a collective, group right. It can also be asserted as non-territorial,
personal autonomy,42 which can be of particular interest to urban Indigenous
peoples. Thus, the right to autonomy is not just a group right and although
collectivism is more inherent to implementation of Indigenous rights, this
characteristic cannot be the main criterion for distinguishing between minority
and Indigenous peoples' right to autonomy. What is the difference between an
Indigenous peoples' and a minority right to autonomy? It is debatable whether
Indigenous peoples should be regarded as minorities43 or as different types of
minorities (cultural, ethnic, religious, or linguistic) for the purpose of
grounding a right to autonomy. For example, Kymlicka, underscoring the uniqueness
of Canadian policies, considers Aboriginal peoples in Canada as " 'national
minorities,' since the latter constitute themselves as 'nations' within Canada and
have historically sought various forms of self-government so as to maintain their
status as culturally distinct and self-governing societies within the larger
state" (1998, 7). As national minorities, in contrast to ethnic minorities,
Aboriginal peoples have a right to collective governmental powers with inherent
rights of self-government44 and the right to external self-determination. There
might be objections to this view, however, because a distinction can be drawn
between national minorities and Indigenous peoples.
Lapidoth qualifies Indigenous groups as ethnic minorities and states that they
"can enjoy the rights granted by international law to minorities" (1997, 5).
Alfredsson suggests that "when indigenous peoples number less than one half of the
state population, they can benefit from minority rights if they so choose, as
evident by the case-law of the Human Rights Committee under Article 27 of the
Covenant on Civil and Political Rights and its Optional Protocol" (1998, 125).
Though from the legal perspective, it is asserted that Indigenous groups that are
in a minority situation (e.g., subject to subordination or a certain degree of
dispossession by a dominant group) and are thus entitled to protection as
minorities under Article 27. The debate is a complex one. This complexity is
underpinned by the fact that some Indigenous peoples claim that they are not
minorities (Sanders 1993)
45 and stress that they have different rights going
beyond minority rights. For example, as it was put by representatives of the Inuit
Circumpolar Conference:
Indigenous peoples are not mere 'populations' or 'citizens'. Nor should we be
viewed as 'minorities' under international law. We are distinct peoples or
nations. In order to defend our rights and interests, we must increasingly be
considered as subjects under international law.46
Furthermore, Alfredsson underlines that regardless of "the comparison with
minority rights, the international debate about autonomy is different in the case
of indigenous peoples"
(1998, 125). He argues that the case for Indigenous peoples'
right to autonomy is stronger than that presented by most minorities: "[H]aving
been colonized, outnumbered and often overwhelmed by subsequent settlers, autonomy
can contribute to the achievement of dignity and raise indigenous peoples to an
equal footing with other parts of society"
(ibid., 125). Finally, Alfredsson notes
that self-government in its internal affairs is crucial for Indigenous peoples as
"probably the most effective means of protecting group identity, group equality
and group dignity within States"
(ibid., 125). How is the position of Indigenous
peoples on autonomy stronger than for minorities?
The right of Indigenous peoples to autonomy in international law
What, if any, is the basis for Indigenous peoples' autonomy in international law?
Notably, all international documents suggestive of a right to autonomy for
minorities are relevant to Indigenous peoples. The Human Rights Committee has
interpreted Article 27 of the International Covenant on Civil and Political Rights
1966 as protecting the right of Indigenous groups to preservation of their
livelihood, language, values, and traditional economic activities.
47 By
analysing additional international documents that speak directly of Indigenous
rights, this section attempts to find some solid grounds for Indigenous peoples'
autonomy.
The Draft Declaration of Principles for the Defence of the Indigenous Nations and
all Peoples of the Western Hemisphere (1977), developed by the NGO Conference on
Discrimination Against Indigenous Populations, does not mention a general right to
autonomy. However, in Section 1 it refers to the right of Indigenous peoples to
have a government as a fundamental requirement of nationhood and in Section 7 it
underlines Indigenous nations' or groups' right to self-determination.48 The
UNESCO 1981 Declaration of San José, in Article 3 noting the elements of the
Indian groups' right to ethno-development, refers to the exercise of
self-determination and authority of an ethnic group over its own territory and
"decision-making powers within the confines of its development project, in a
process of increasing autonomy and self-management."49 Interestingly, the right
to ethno-development describes some elements of self-governance but does not refer
to self-government itself as a distinct right. It connects ethno-development with
self-determination and identifies autonomy with self-management.
The Declaration of Principles of Indigenous Rights, adopted by the World Council
of Indigenous Peoples (NGO status) in 1984, in Principle 1, recognizes Indigenous
peoples' right to self-determination, by virtue of which they may freely determine
their political status and freely pursue their economic, social, religious, and
cultural development. Principle 2 mentions the states' obligation to recognize
Indigenous institutions.50 The 1987 Declaration of Principles on the Rights of
Indigenous Peoples, adopted by representatives of Indigenous peoples and
organizations in Geneva, goes further and recognizes in Article 2 that "all
indigenous nations and peoples have the right to self-determination, by virtue of
which they have the right to whatever degree of autonomy or self-government they
choose."51 In this formula the phrase "to whatever degree of autonomy or
self-government they choose" may be interpreted as internal and external
self-determination. It also indicates that there may be varying types and degrees
of autonomy. Importantly, the right to autonomy, as specified by Article 2,
includes citizenship, which is not typical for internal forms of self-governance
for Indigenous peoples or minorities.52
The provisions of the 1989 International Labour Organization Convention No 169,
Concerning Indigenous and Tribal Peoples in Independent Countries, do not
encompass a right to autonomy for Indigenous peoples.53 However, some of its
Articles (6, 7, 8, 16, 27) are suggestive of a right to Indigenous peoples'
autonomy because they refer to the establishment of indigenous institutions and
participation in national events that affect Indigenous interests and development
of their identities, languages, religions, ways of life, and land rights
(Articles 13-19).
The UN Draft Declaration on the Rights of Indigenous Peoples in Article 3 repeats
the wording of common Article 1 of the two human rights covenants of 1966 and
states that:
Indigenous peoples have the right of self-determination. By virtue of that right
they freely determine their political status and freely pursue their economic,
social and cultural development.
Article 3 is important for understanding of Article 31 which might be still in
force with adoption of the Draft Declaration in the future
54 and provides for a
right to autonomy:
Indigenous peoples, as a specific form of exercising their right to
self-determination, have the right to autonomy or self-government in matters
relating to their internal and local affairs, including culture, religion,
education, information, media, health, housing, employment, social welfare,
economic activities, land and resources management, environment and entry by
non-members, as well as ways and means for financing these autonomous
functions.55
This formula specifies the content of the right to autonomy or self-government,
which is a specific form of exercising the right of self-determination. Autonomy
and self-government are indicated with the disjunctive "or," which makes these
notions synonymous.
56 Importantly, the suggested article retains the right of
Indigenous peoples to autonomy or self-government in matters relating to their
internal and local affairs. It underlines that the right to autonomy is a specific
form of exercising their right to self-determination.
57
The Inter-American Draft Declaration on the Rights of Indigenous Peoples 1995, in
Article XV, Right to Self-Government, Management and Control of Internal Affairs,
does not mention the right to autonomy in its title.58 The second part repeats
Article 31 of the UN Draft Declaration. However, the first part draws an
interesting conclusion in that the source of autonomy and self-government is the
right of Indigenous peoples to freely determine their political status and freely
pursue their economic, social, and cultural development.
The essence, scope, and features of autonomy for Indigenous peoples were framed in
The Nuuk Conclusions and Recommendations on Indigenous Autonomy and
Self-Government, adopted by the UN Meeting of Experts in Nuuk, Greenland, in 1991.
These recommendations have no binding force on any state but they feature some
important elements of Indigenous autonomy. Thus, the Recommendations underline
that an integral part of Indigenous peoples' right to self-determination "is the
inherent and fundamental right to autonomy and self-government" (Article 2).
Article 4 states, that "self-government, self-administration and self-management
of Indigenous peoples constitute elements of political autonomy." Article 4
further provides that "the realization of this right should not pose a threat to
the territorial integrity of the State."
Article 4 also notes "autonomy is meaningful for indigenous peoples because it is
a prerequisite for achieving equality, human dignity, freedom from discrimination
and the full enjoyment of all human rights. From the Nuuk Conclusions it further
follows that autonomy is "[…] beneficial to the protection of the natural
environment and maintenance of ecological balance which helps to ensure
sustainable development" (Article 6). Autonomy is the way of popular participation
in public affairs (Article 7) and participation in decision-making in the matters
of a given jurisdiction (Article 12). Autonomy is essential for Indigenous
peoples' survival and further development (Article 9). It forms the basis for
international cooperation and bilateral and multilateral legal arrangements
(Article 9) and contributes within states "to peaceful and equitable political,
cultural, spiritual, social and economic development"(Article 11).
The Nuuk Conclusions do not provide a definition of Indigenous peoples' autonomy
or its specific forms. Importantly, they point out that self-government,
self-administration, and self-management constitute critical aspects of political
autonomy, and that territorial and resource bases are crucial to the construction
and effective exercise of Indigenous peoples' autonomy (Article 5). They also note
in the Preamble, that "[…] indigenous peoples are historically
self-governing with their own languages, cultures and traditions." This statement
means that Indigenous peoples had some form of autonomy, which had a different
interpretation for each particular Indigenous group.
To conclude, in the examined documents, the scope of the right of Indigenous
peoples to autonomy is far from lucid. It is questionable whether Indigenous
peoples' autonomy can become a principle of international law,59 based merely
on the frequent occurrence of this right (Sanders 1986). However, the right to
Indigenous autonomy is becoming recognized at least in the Draft documents of the
UN, recommendations of NGOs, and other international documents, which form the
basis of sources of modern international law. These documents show that the right
of Indigenous peoples to autonomy is a stronger case than for minorities.
Arguably, the emerging right of Indigenous peoples' autonomy would be based on an
outgrowth of the right to self-determination. Moreover, on the level of national
legislation, the right of Indigenous peoples to autonomy may derive from its
inherent nature, which could be recognized as a customary clause.
Indigenous peoples' autonomy and the right to self-determination
Eide underlines that the "right to self-determination" of Indigenous peoples must
be understood to mean some form of autonomy. In his view, "in spite of the use of
the word 'self-determination' the indigenous people are assumed to remain within
the existing sovereign state"
(1995, 365-6). He argues that a degree of autonomy
is required to enable Indigenous peoples to preserve their political, economic,
and cultural characteristics.
In the most frequently cited documents, the right of Indigenous peoples to
autonomy is connected with the right to self-determination or considered as an
integral part of this right. Notably, Indigenous peoples, like all peoples, have a
right to self-determination (Article 1(2) of the UN Charter, and Article 1 of the
International Covenants on Civil and Political Rights and on Economic, Social and
Cultural Rights 1966). Sanders situates their right in the context of state
sovereignty:
If the people is a colonized people within the boundaries of an existing state,
then their right to self-determination must be balanced against the right of the
State to territorial integrity. This balancing means that the people have the
right to choose the extent of autonomy or self-government which is appropriate to
their situation within the particular state. A denial of equality or human rights
or self-government would give the people an option for independence. This
position begins with the proposition that "self-determination of peoples" applies
equally to all peoples, including indigenous peoples (1993, 79).
As noted earlier, it is questionable whether Indigenous peoples should be
classified with cultural, ethnic, national, or other minorities. Sanders, however,
states that Indigenous peoples, as cultural minorities, "require some autonomy to
maintain and develop their distinctiveness. Particularly for Indigenous peoples,
where cultural difference is often very great, this requires autonomy or
self-government"
(ibid., 80).
The practice of international law thus shows that the idea of self-determination
in the case of Indigenous peoples has a different connotation than in the case of
minorities or other peoples. As regards Indigenous peoples' autonomy, numerous
discussions on these issues can be summarized in the following conclusions.
Indigenous peoples have a right to internal self-determination and internal
autonomy as an integral part of this right.60 This means that autonomy can be
expressed internally and does not imply secession. Furthermore, Indigenous peoples
can be beneficiaries of external self-determination in certain cases. From the
1960 Declaration on the Granting of Independence to Colonial Countries and
Peoples, 1541(XV) General Assembly Resolution, it follows that Indigenous peoples
of the colonized territories may choose independence via realization of their
right to self-determination. Arguably, Greenland as an overseas territory is
qualified to make such a choice (for details see Alfredsson 1982 and 2004).
Although there are many legal arguments for and against this right,61
Indigenous peoples can apply external self-determination in some cases. Autonomy
may mean the right to full self-governance and independence. Finally, Indigenous
peoples have a right to self-determination without artificial division on external
and internal aspects. They are free to choose between independence and internal
self-governance. As Alfredsson states:
Demands for autonomy have been presented as claims to the right of internal
self-determination. The self-determination label certainly does not improve
indigenous' peoples chances of obtaining autonomy; on the contrary, it is more
likely to alienate states, and at some point to disappoint the groups themselves.
Autonomy under the banner of self-determination, while avoiding the claim of
external self-determination (which would include the option of secession and
independence), is misleading and likely to create unrealizable expectations.
Special measures such as group autonomy should be called by their proper names,
and their image should not be overly enhanced by popular labels (1997, 40).
From Alfredsson's statement, it follows that there is no need to divide the right
into internal or external self-determination, as it relates to Indigenous peoples.
Such division makes the already ambiguous concept of self-determination more
confusing and leads to higher expectations for autonomy among Indigenous peoples.
The more they ask for under the banner of external self-determination, the less
likely they are going to get any form of self-governance.
The experience of the Inuit of Nunavut, who had refrained from using extreme
formulas, shows how Indigenous peoples can be successful in their quest for
governance (Hicks and White 2000). The major arguments against external
self-determination are connected with the issue of state integrity, sovereignty,
and ethnic conflict. Alfredsson (1998) points out that the exercise of a right of
external self-determination by Indigenous peoples under existing law is not
encouraging due to the maintenance of peace and security as a way to avoid ethnic
conflicts based on the disruption of state borders or connected with the creation
of new states. The exercise of external self-determination is also complicated by
the fact that the international legislative process is made by states seeking to
preserve their interests of integrity, governments, and majorities.
Arguably, the right to Indigenous peoples' autonomy as an integral part of the
right to self-determination should possess both external and internal dimensions.
The prohibition of an external right causes misunderstandings and disappointments.
The grant of it would not necessarily lead to Indigenous peoples seeking
secession or independence. In contrast to minorities' demands, most Indigenous
peoples do not interpret self-determination as separatism (Lâm 1996).62
They often affiliate with the national states in question.63 Indigenous peoples
understand that "self-determination does not constitute secession, but merely the
exercise of inherent sovereign powers that have never been relinquished" (Morris
1992, 78). They speak about self-determination in the sense of a "new
partnership"(Assies 1994).
As expressed by the representative of the Aboriginal and Torres Strait Islander
Commission to the UN Working Group on Indigenous Populations in 1993:
[…] Self-determination is an aspirational [sic] concept which embraces a
widening spectrum of political possibilities, from self-management by indigenous
peoples of their own affairs to self-government by indigenous peoples of their own
communities or lands […] recognition of self-determination does not
provide a mandate for secessionist separatism […] rather,
self-determination represents the conceptual basis for progressive empowerment of
indigenous peoples (quoted from Thornberry 1998, 119).
To summarize, autonomy can be regarded as a part of Indigenous peoples' right to
self-determination without constituting a threat to state disintegration or
secession. Could internal self-governance as a form of internal
self-determination answer Indigenous peoples' aspirations?
As Alfredsson puts it: "[…] if external self-determination is not
available […] and not politically feasible, the question arises whether
another form of self-determination can substitute wholly or partially for the
external application" (1998, 135). Internal self-determination in the form of
extensive self-government can partially compensate for what is not obtained by
external self-determination. For most Indigenous peoples some form of internal
self-government instead of external self-determination is the only possible
solution because of territorial disputes, cultural and linguistic assimilation, or
integration with the majority. Ironically, as Russell states, federal and
provincial governments' "willingness to negotiate self-government arrangements
with Aboriginal peoples is based less on respect for the principle of Indigenous
self-determination than on fear of provoking Aboriginal resistance that could be
both economically disturbing and internationally embarrassing" (2001, 3). However,
in some cases, internal self-determination would never replace the desire and will
for independence. For example, fascinating changes are taking place in Greenland's
political agenda today. They show that even though the Home Rule jurisdiction in
some areas is broader than the competence of federal units, and the prospect for
economic sustainability of the Island is grim, there is a movement towards
independence and a new constitutional arrangement and partnership with the Danish
state.64
Forms of autonomy for Indigenous peoples
Exploring the models, types, or classifications of autonomy that can be applied to
Indigenous peoples, I argue that there is no need for a special form of Indigenous
peoples' autonomy as long as existing schemes of autonomous arrangements are
suitable for Indigenous peoples' modes of self-governance. And the particular
circumstances of each Indigenous group are considered, including characteristics
which are of special significance for Indigenous governance.
Legal and political science scholarship has developed two significant approaches
for classification of autonomy: territorial and non-territorial.65 Territorial
autonomy can be identified as political, organic, administrative, cultural, or
ethnic-based. Some authors include political devolution of powers in this
approach. Non-territorial autonomy can be corporate, personal,66
and cultural.
Both of these approaches are applicable to Indigenous peoples. In each case,
preference for territorial or non-territorial principles will depend on the
geographical location and concentration of the Indigenous population, its cultural
and linguistic integrity, the will of the population in question, and the ability
to define the territory in question.
Analysing the example of Åland Islands' Swedish minority and the Inuit of
Greenland, Myntti concludes that "a person may change his language, but it is not
possible to change one's ethnic origin. Therefore, the principles of
territoriality and ethnicity arise in particular in relation to indigenous
peoples" (1998, 280). In the words of Sanders, "for self-government,
territoriality is a crucial factor" (1993, 70). For non-territorial Indigenous
populations, in his view, self-government is not suitable language.
Considering the relationship between ethnicity and territoriality, Assies proposes
the following forms of self-government systems. First, he mentions:
Cases of local or regional autonomy where ethnicity formally does not play a role.
Administrative boundaries are drawn in such a way that the indigenous population
constitutes a majority within them and thus effectively can realize a degree of
self-government within the nationally established administrative framework, e.g.
municipal councils, provincial councils, federal states (e.g., the Nunavut
territory in Canada, Greenland) (1994, 45).
Assies is referring to territorial autonomy in general, which is applicable to
Indigenous peoples but does not form a distinctive type of Indigenous peoples'
autonomy. Secondly, Assies describes:
Cases where ethnicity and territoriality are formally linked in self-government
arrangements where, within certain limits as to scope and content, only the
indigenous [peoples] may partake in the government of a territory (e.g., Columbia,
the Kuna in Panama or the Indian reserves in the USA). (ibid., 45)
Finally, he describes cases where ethnicity is a criterion without being linked to
the territory of Indigenous peoples' domiciles (for example, the Saami parliament
in Norway).
The Danish anthropologist Jens Dahl (1992; 1993) defines three types of Indigenous
peoples' autonomy:
-
Regional self-government. Although the carving out of an
autonomous territory is usually done so that the Indigenous group or groups will
make up a majority of the population, the self-governing territory is defined in
geographical terms rather than in ethnic terms. Thus, in relation to territorial
self-government, no ethnic group is given preferential rights within the political
region (Greenland, Nunavut). (Dahl 1992, 183-4)
-
Ethno-political self-government. Assigns specific rights to
specific groups of people as being the Aboriginal inhabitants of a certain
territory. The Indigenous peoples are conceded specific rights, which are not
given to the immigrant majority of the said territory. These Aboriginal rights
are not defined in geographical terms, but in ethnic terms, although they relate
to a specific territory as the homeland of the pertinent Indigenous group or
groups. Sometimes, these rights can be exercised even in the case that an
Indigenous person resides outside his/her traditional homeland (Saami in Norway,
Finland). (ibid., 185)
-
Land claims. Land claims refer to certain ethnic groups and
to a specified territory, but are far more limited in scope than territorial
self-government. Land claims agreements are entered into by governments and
groups of Indigenous peoples. The main focus of these settlements is on economic
ownership rights to selected territories (Alaska native settlement Act of 1971).
(ibid., 186)
Both authors describe the same types of autonomy. Land claims can be included into
Assies' second type. The argument that a land claim settlement is a form of
Indigenous peoples' autonomy is disputable because of its very narrow scope and
orientation toward economic ownership rights. However, in some cases, for example
in Canada, according to the comprehensive lands claims policy, modern treaties
address not only land issues but often provide for territorial and civic
Indigenous governance.
67 Furthermore, by means of treaty federalism, Indigenous
peoples via elected or appointed bodies of their representatives (which may
include self-administration or co-management
68), realize one of the important
features of autonomy, including the possibility of the population to participate
in key decision-making processes on matters of central importance to their
community.
Henriksen identifies the following types of autonomy granted to Indigenous groups.
First, he mentions autonomy arrangements based on contemporary Indigenous
political institutions, the Saami Parliaments in Finland, Norway, and Sweden.
Second, he speaks about autonomous entities based on the concept of an Indigenous
ancestral territory, the arrangement for the Comarca: Kuna Yala in Panama.
Finally, he defines regional autonomy within the State, such as Nunavut and the
Indigenous autonomous regions in the Philippines (Henriksen 2001 quoted in
Magnarella 2001, 442-3).
These types of autonomy are also common for minorities and other peoples. This
brings us to the conclusion that there is no singular form of Indigenous peoples'
autonomy. Legal scholarship and practice have developed some schemes for
territorial and non-territorial forms of autonomy. Though they may vary from case
to case, they are applicable to Indigenous peoples and minorities. In the case of
Indigenous peoples, land rights and issues relating to renewable and non-renewable
resources would have a special significance in the quest for self-government. This
is because Indigenous culture tends to manifest a specific spiritual connection
with the land, and typically is based on traditional lifeways and occupations such
as reindeer herding, fishing, hunting, and gathering. As Daes puts it:
Land is not only an economic resource for Indigenous Peoples. It is also the
peoples' library, laboratory and university; land is the repository of all history
and scientific knowledge. All that the Indigenous Peoples have been, and all that
they know about living well and humanly is embedded in their land and in the
stories associated with every feature of the land and landscape. (2001, 264-5)
In a similar vein, Anaya
(1996) speaks to an important element of autonomous
Indigenous governance: the capacity to develop institutions of governance securing
ongoing self-determination and consideration of distinctive Indigenous cultures,
usage of land, and resources. Thus, the issues of land and its resources, cultural
ceremonies, oral traditions, and the system of customary regulations put a special
imprint on the institutions of autonomy. Indigenous peoples' autonomy differs from
minority autonomy on historical grounds and on self-government being an inherent
right linked to their prior settlement in the territory in which they live
(continuing occupation of their original territories and special relationship with
their lands).
69
Furthermore, in the case of Indigenous self-government, often Western patterns
pre-determine the framework of autonomy. However, Indigenous customs, traditions,
and views may influence the exercise of autonomy in practice. Thus, the question
becomes: how to reconcile Indigenous systems of governance with Western patterns
of self-governance. Indigenous peoples have to adjust and integrate the
structures of majority societies because of continuous technological and social
changes and the necessity for communication with the national and international
community. Arguably, at the municipal level of governance it is easier to entrench
indigenous traditions, as municipal legislation is the jurisdiction of autonomous,
territorial or provincial levels. When we deal with regional, territorial, or
non-territorial autonomy levels, the idea of public governance obtains a special
state support.
Concluding Remarks
Analysis of the concept of autonomy and existence of the right to autonomy in the
main sources of international and constitutional law as they bear upon the cases
considered in this paper reveals that there is a weak normative basis for this
right. However, it is emerging and gradually obtaining a greater
de
jure support in the practice of international organizations, documents, the
Draft UN Declaration on the Rights of Indigenous Peoples and in constitutional
jurisprudence. Eventually the right to autonomy will get explicit recognition in
the sources of public law. The concept of this right is evolving and to date it
has a stronger ground for its legal justification and implementation as regards
the right of Indigenous peoples to autonomy compared to other groups.
There are numerous approaches to the concept of autonomy in the public law
scholarship. All of the above mentioned legal documents and instruments indicate
that there is an emerging recognition of the right to autonomy in international
law and it is further shaped by means of constitutional jurisprudence. The form,
type, and scope of autonomy vary in each case. I have argued that there is no need
for a rigid legal definition of autonomy. The lack of clarity makes the concept of
autonomy more attractive to many groups and flexible in response to their
aspirations to self-governance. I also have shown that there is no need for a
special form of Indigenous peoples' autonomy as long as existing schemes of
autonomous arrangements meet Indigenous peoples' aspirations of self-governance
and take into consideration the particular circumstances of each Indigenous group
including features of special significance for autonomy of the Indigenous group as
defined by the group itself.
There is an evolving understanding of autonomy in law. Depending on the
methodological grounds, there are several ways of approaching the legal concept of
autonomy. The traditional one was followed in this paper. It employed the
contextualist and textualist interpretations of autonomy in the framework of
existing legislation, documents, instruments, court decisions, publications, and
opinions of prominent scholars and Indigenous representatives. Thus, based on a
human rights approach, the right to autonomy is housed in the right to
self-determination. It embraces cultural differences and effective political
participation in the institutions of democratic governance. Regardless of its
ambiguity even in legal terms, theoretically, every autonomous arrangement in the
framework of internal self-determination should be responsive to the following
characteristics:
- a strong voluntary will of the population to achieve autonomy
- existence of particular geographical, demographic, or historical factors
- cultural, linguistic, and ethnic distinctiveness
- creation of a legislative body elected by local residents in a democratic
way and capable to enact its own legislation, as well as the establishment of an
executive body
- provisions of conditions for economic sustainability and a financial base
versus fiscal dependency on central/federal authorities and pragmatic expectations
of future financial independence and liability for managing its own affairs
- the desire and ability of all residents of the autonomous entity to be a
part of existing or to be building structures and institutions, making them more
amenable to peoples' aspirations and needs.
This latter human development factor is closely connected with another way of
studying the right and the concept of autonomy, a "bottom to top" approach or
moving from de facto understanding of autonomy to a
de jure one.
Despite a relatively weak legal ground for normative recognition of the right to
autonomy, an empirical analysis of some governance systems (e.g., Nunavut in
Canada's Eastern Arctic and Greenland, Denmark)
71 shows that autonomy is not a
static phenomenon. It is a dynamic concept constantly evolving towards more
recognition at the
de jure level. Although the right to autonomy is a
logical consequence of the concept of self-determination, one can comprehend its
content and scope in the context of a particular situation or the actual
self-governance process from the bottom up. This "factual autonomy" in the
experience of each autonomous entity in question advances the legal comprehension
and notion of autonomy in law. This development is already happening in regard to
areas of "non-transferable" jurisdiction which are typically not granted to
autonomous units by their respective states and would require a restructured or
evolved interpretation of autonomy in law. Because of the lack of clarity and the
particular circumstances in each case, the legal definition of autonomy may remain
ambiguous for a long time. This leaves the door open to further changes in the
legal and factual image of autonomy.
Acknowledgement
The paper is partially drawn from the Doctor of Juridical Science thesis: Autonomy
and Indigenous peoples of the Arctic-legal Status of Inuit (case study of
Greenland and Nunavut). Faculty of Law, University of Toronto, August 2004. Many
thanks are owed to Patrick Macklem, Lorne Sossin, and Karen Knop at the Faculty of
Law; Peter Russell at the Department of Political Science, University of Toronto;
and to Dr. Martin Scheinin, Director of the Institute of Human Rights at Åbo
Akademi University. I am grateful to Dr. W. Coleman and Dr. L. Pauly for their
assistance with this paper. I also wish to thank the two anonymous reviewers for
their comments.
Legislation and Other Legal Documents
Agreement between Austria and Italy on the South Tyrol. September 5, 1946. Annex
IV of the Treaty of Peace with Italy on February 10, 1947. UN Treaty Series No.
49.
Agreement between Finland and Sweden to Guarantees in the Law of 7 May 1920 on the
Autonomy of Åland Islands. June 27, 1921. In (Hannum 1993).
Canada Act 1982. UK 1982, c. 11.
Convention No. 169 Concerning Indigenous and Tribal Peoples in Independent
Countries. Adopted by the General Conference of the ILO. Geneva, 27 June 1989.
Declaration of Principles on the Rights of Indigenous Peoples, adopted by
representatives of indigenous peoples and organizations meeting in Geneva, July
1985. Reprinted in UN Doc. E/CN.4/Sub.2/1987/22, Annex 5, 1987.
Declaration of Principles of Indigenous Rights, adopted by the 4th General
Assembly of the World Council of Indigenous Peoples, Panama, September 1984.
Reprinted in UN Doc.E/CN.4/1985/22, Annex 2, 1985.
Declaration of San José, adopted by the UNESCO Meeting of Experts on
Ethno-Development and Ethnocide in Latin America, San José, December, 1981. UNESCO
Doc. FS82/WF.32, 1982.
Document of the Moscow Meeting of the Conference on the Human Dimension of the
CSCE. Moscow, 1991.
Draft Declaration of Principles for the Defence of the Indigenous Nations and
Peoples of the Western Hemisphere 1977. Geneva. Reprinted in UN Doc.
E/CN.4/Sub.2/476Add.5, Annex 4, 1981.
Draft of the Inter-American Declaration on the Rights of Indigenous Peoples.
Approved by the Inter-American Commission on Human Rights at the 1278th session
held on September 18, 1995. O.A.S.Doc. OEA/Ser/L/V/II.90, Doc. 9 rev. 1, 1995.
Draft UN Declaration on Indigenous Peoples, as agreed by the members of the
Working Group of the UN Sub-commission on Prevention of Discrimination and
Protection of Minorities at first reading. U.N.doc.E/CN.4/Sub.2/1992/33, 20 August
1992.
Draft UN Declaration on the Rights of Indigenous Peoples, as agreed by the members
of the UN Working Group on Indigenous Populations. 11th session, Geneva, July,
1993. Adopted by the UN Sub-commission on Prevention of Discrimination and
Protection of Minorities by its Resolution 1994/95. August 26, 1994. UN
Doc.E/CN.4/1995/2.E/CN.4/Sub.2/1994/56.
Framework Convention for the Protection of National Minorities. Council of Europe,
1995.
General Comment 12 (21). Human Rights Committee, 21 Session, 1984. Reprinted in
Compilation of General Comments and General Recommendations Adopted by Human
Rights Treaty Bodies, UN Doc. HRI/GEN/1/Rev. 5, 2001.
General Comment 23 (50). Human Rights Committee. Reproduced in UN Doc.
HRI/GEN/1/Rev.5.
Minutes of the Meeting of the Council of the League of Nations 24 June 1921
incorporating the Åland decision. In International Treaties and Documents
Concerning Åland Islands 1856-1992. Mariehamn: Åland Islands, 1993.
Report of the working group established in accordance with Commission on Human
Rights Resolution 1995/32. A Summary of Discussions of the Draft UN Declaration on
the Rights of Indigenous Peoples. Commission on Human Rights 60th session.
E/CN.4/2004/81, 7 January 2004.
Study of the Problem of Discrimination against Indigenous Populations. UN Doc.
E/CN.4/Sub.2/1986/7/Add4.
The Document of the Copenhagen Meeting of the Conference on the Human Dimension of
the Conference on Security and Cooperation in Europe of June 29, 1990.
The European Charter of Local Self-government 1985. The European Treaty Series No.
122, Strasburg: Council of Europe, 1985.
The European Charter for Regional and Minority Languages 1992.
The European Convention on Human Rights 1995.
The Nuuk Conclusions and Recommendations on Indigenous Autonomy and
Self-Government. Reproduced in UN Doc.e/CN.4/1992/42.
The Report of the CSCE meeting of Experts on National Minorities. Geneva, 1991.
UN Declaration on the Rights of Persons Belonging to National or Ethnic, Religious
and Linguistic Minorities 1992.
Working Paper on the Relationship and Distinction between the Rights of Persons
belonging to Minorities and those of Indigenous Peoples. 52 session, item 8 of the
provisional agenda. Adopted by the UN Sub-commission on the Promotion and
Protection of Human Rights. July 19, 2000. UN Doc.E/CN.4/Sub.2/2000/10.
Works Cited
Åkermark, Athanasia Spiliopoulou. 1998. The procedural position of autonomous regions before international judicial and quasi-judicial organs. In Autonomy: Applications and implications,
ed. Markku Suksi,
139-50. The Hague/London/Boston:
Kluwer Law International.
Alfredsson, Gudmundur. 1982. Greenland and the right to external self-determination. Unpublished S.J.D. thesis. Harvard Law School, Boston, USA.
Alfredsson, Gudmundur. 1993. The right to self-determination and indigenous peoples. In Modern law of self-determination. Developments in International Law Vol. 16,
ed. Christian Tomuschat,
41-54. Dordrecht/Boston/ London:
Martinus Nijhoff Publishers.
Alfredsson, Gudmundur. 1997. Autonomy and human rights. In Constitutional and economic space of the small Nordic jurisdictions,
ed. Lise Lyck,
34-47. Stockholm:
Nordiska Institutet för Regionalpolitisk Forskning.
Alfredsson, Gudmundur. 1998. Indigenous peoples and autonomy. In Autonomy: Applications and implications,
ed. Markku Suksi,
125-37. The Hague/London/Boston:
Kluwer Law International.
Alfredsson, Gudmundur. 2004. Greenland under Chapter XI of the United Nations Charter. A continuing international law dispute. In The right to national self-determination. The Faroe Islands and Greenland, Nijhoff Law Specials 60,
ed. Sjúrður Skaale,
49-94. Leiden/Boston:
Martinus Nijhoff Publishers.
Anaya, S. James. 1990. The capacity of international law to advance ethnic or nationality rights claims. Iowa Law Review 75
(4):
837-44.
Anaya, S. James. 1991. Indigenous rights norms in contemporary international law. Arizona Journal of International and Comparative Law 8
(2):
1-39.
Anaya, S. James. 1996. Indigenous peoples in international law. New York/Oxford:
Oxford University Press.
Anaya, S. James. ed. 2003. International law and indigenous peoples. Aldershot, UK:
Ashgate Publishing.
Assies, Willem J. 1994. Self-determination and the 'new partnership'. In Indigenous Peoples' experiences with self-government,
ed. Willem J. Assies and A. J. Hoekema,
31-71. Copenhagen:
International Work Group for Indigenous Affairs and the University of Amsterdam.
Barsh, Russel Lawrence. 1994. Indigenous peoples in the 1990s: From object to subject of international law? Harvard Human Rights Journal 7:
33-86.
Bernhardt, Rudolf. 1981. Federalism and autonomy. In Models of autonomy,
ed. Yoram Dinstein,
23-47. New Brunswick, NJ:
Transaction Press.
Bodley, John H. 1997. Indigenous peoples vs. the state: A culture scale approach. In Indigenous peoples in remote regions: Comparative perspectives,
ed. Kenneth Coates and J. Taylor,
6-29. Thunder Bay, ON:
Centre for Northern Studies, Lakehead University.
Bullain, Iñigo. 1998. Autonomy and the European Union. In Autonomy: Applications and implications,
ed. Markku Suksi,
343-56. The Hague/London/Boston:
Kluwer Law International.
Cassese, Antonio. 1995. Self-determination of peoples: A legal reappraisal. Cambridge:
Cambridge University Press.
Castellino, Joshua. 2000. International law and self-determination. The interplay of the politics of territorial possession with formulations of post-colonial 'national' identity. The Hague/Boston/London:
Martinus Nijhoff Publishers.
Coakley, John. 1994. Approaches to the resolution of ethnic conflict: The strategy of non-territorial autonomy. International Political Science Review 15
(3):
297-314.
Cook, Curtis and Juan D. Lindau. eds. 2000. Aboriginal rights and self-government. The Canadian and Mexican exerience in North American perspective. Montreal and Kingston, ON/London/Ithaca, NY:
McGill-Queen's University Press.
Creifelds, Carl. 1990. Rechtwörterbuch. 10th ed.
München:
C.H.Beck.
Daes, Erica-Irene. 2001. The concepts of self-determination and autonomy of Indigenous Peoples in the Draft United Nations Declaration on the Rights of Indigenous Peoples. St. Thomas Law Review 14:
259-69.
Dahl, Jens. 1992. Development of indigenous and circumpolar people's rights. In Nordic Arctic research on contemporary Arctic problems. Proceedings from Nordic Arctic Research Forum Symposium,
ed. Lise Lyck,
183-9. Ålborg:
Ålborg University Press.
Dahl, Jens. 1993. Indigenous peoples of the Arctic. In Arctic challenges. Report from the Nordic Councils Parliamentary Conference in Reykiavik. 103-27.
Dinstein, Yoram. ed. 1981. Models of autonomy. New Brunswick, NJ:
Transaction Press.
Eide, Asbjørn. 1995. The national society, peoples and ethno-nations: Semantic confusions and legal consequences. Nordic Journal of International Law 64
(3):
353-67.
Eide, Asbjørn, V. Greni, and M. Lundberg. 1998. Cultural autonomy: Concept, content, history and role in the world order. In Autonomy: Applications and implication,
ed. Markku Suksi,
251-76. The Hague/London/Boston:
Kluwer Law International.
Galenkamp, Marlies. 1998. Individualism versus collectivism. The concept of collective rights. Deel 17. Rotterdam:
Erasmus Universiteit Rotterdam.
Gayim, Eyassu. 2001. The concept of minority in international law: A critical study of the vital elements. Juridica Lapponica No.27. Rovaniemi, FI:
University of Lapland Press.
Gilbert, Geoff. 2002. Autonomy and minority groups: A right in international law? Cornell International Law Journal 35
(2):
307-53.
Hanf, Theodor. 1991. Reducing conflict through cultural autonomy: Karl Renner's contribution. In State and nation in multi-ethnic societies. The breakup of multinational states,
ed. Ra'anan Uri et al,
Manchester and New York:
Manchester University Press.
Hannikainen, Lauri. 1998. Self-determination and autonomy in international law. In Autonomy: Applications and implications,
ed. Markku Suksi,
79-95. The Hague/London/Boston:
Kluwer Law International.
Hannikainen, Lauri and Frank Horn. eds. 1997. Autonomy and demilitarization in international law: The Åland Islands in a changing Europe. The Hague:
Kluwer Law International.
Hannum, Hurst. 1993. Documents on autonomy and minority rights. Dordrecht:
Martinus Nijhoff.
Hannum, Hurst. 1996. Autonomy, sovereignty, and self-determination. The accommodation of conflicting rights. Philadelphia:
University of Pennsylvania Press.
Hannum, Hurst and Richard B. Lillich. 1980. The concept of autonomy in international law. American Journal of International Law 74
(4):
858-89.
Harhoff, Frederik. 1986. Institutions of autonomy. Nordic Journal of International Law 55
(1/2):
31-40.
Harhoff, Frederik. 1988. Constitutional and international aspects of aboriginal rights. Nordic Journal of International Law 57
(3):
289-94.
Harhoff, Frederik. 1994-1995. Palestinian self-government viewed from a distance: An international legal comparison between Palestinian self-government and Greenland's home rule. The Palestine Yearbook of International Law 8:
55-77.
Heintze, Hans-Joachim. 1997. Autonomy and protection of minorities under international law. In Federalism against ethnicity? Institutional, legal and democratic instruments to prevent violent minority conflicts,
ed. Günter Bächler,
81-92. Chur/ Zürich:
Verlag Rueegger AG.
Heintze, Hans-Joachim. 1998. On the legal understanding of autonomy. In Autonomy: Applications and implications,
ed. Markku Suksi,
7-32. The Hague/London/Boston:
Kluwer Law International.
Henderson, James [Sakej] Youngblood. 1994. Empowering treaty federalism. Saskatchewan Law Review 58:
234-329.
Henriksen, John. 2001. Implementation of the right to self-determination of indigenous peoples. Indigenous Affairs 3:
6-21.
Hicks, Jack and Graham White. 2000. Nunavut: Inuit self-determination through land claim and public government? In Nunavut: Inuit regain control of their lands and their lives, Doc.102,
ed. Jens Dahl et al,
30-115. Copenhagen:
International Work Group for Indigenous Affairs.
Johnston, Darlene. 1986. The quest of the Six Nations Confederacy for self-determination. University of Toronto Faculty of Law Review 44
(1):
1-32.
Kingsbury, Benedict. 2000. Reconstructing self-determination: A relational approach. In Operationalizing the right of indigenous peoples to self-determination,
ed. Pekka Aikio and Martin Scheinin,
19-37. Turku/Åbo:
Åbo Akademi University.
Kingsbury, Benedict. 2001. Reconciling five competing conceptual structures of indigenous peoples' claims in international and comparative law. New York University Journal of International Law and Politics 34:
189-252.
Knop, Karen. 1999. The making of difference in international law: Interpretation, identity and participation in the discourse of self-determination. Unpublished S.J.D. thesis. University of Toronto, Toronto, Canada.
Knop, Karen. 2002. Diversity and self-determination in international law. Cambridge:
Cambridge University Press.
Kymlicka, Will. 1995. Multicultural citizenship: A liberal theory of minority rights. Oxford, NY:
Clarendon Press.
Kymlicka, William. 1998. Finding our way: Rethinking ethno-cultural relations in Canada. Toronto:
Oxford University Press.
Lakoff, Sanford. 1994. Between either/or and more or less: Sovereignty versus autonomy under federalism. Publius: The Journal of Federalism 24
(1):
63-78.
Lâm, Maivân Clech. 1996. The legal value of self-determination: Vision or inconvenience? In People or peoples. Equality, autonomy and self-determination: The issues at stake of the International Decade of the World's Indigenous People. Essays on Human Rights and Democratic Development, Paper 5. Montreal, Canada:
International Centre for Human Rights and Democratic Development.
Lapidoth, Ruth. 1994. Autonomy: Potential and limitations. International Journal on Group Rights 1:
269-90.
Lapidoth, Ruth. 1997. Autonomy. Flexible solutions to ethnic conflicts. Washington, DC:
United States Institute of Peace Press.
Lawrey, Andrée. 1990. Contemporary efforts to guarantee indigenous rights under international law. Vanderbilt Journal of Transnational Law 23:
703-77.
Lewis-Anthony, Siân. 1998. Autonomy and the Council of Europe — with special reference to the application of Article 3 of the First Protocol of the European Convention on Human Rights. In Autonomy: Applications and implications,
ed. Markku Suksi,
317-42. The Hague/London/Boston:
Kluwer Law International.
Lindley, Richard. 1969. Autonomy. Atlantic Highlights, NJ:
Humanities Press.
Loukacheva, Natalia. 2004a.
Autonomy and indigenous peoples of the Arctic-legal status of Inuit (case study of Greenland and Nunavut). Unpublished S.J.D. thesis. University of Toronto, Toronto, Canada.
Loukacheva, Natalia. 2004b.
Comparative Arctic governance: The jurisdiction of Greenland and Nunavut re-examined. In Arctic governance,
ed. Timo Koivurova, Tanja Joona, and Reija Shnoro,
114-37. Rovaniemi, FI:
University of Lapland Press.
Magnarella, Paul. 2001. The evolving right of self-determination of indigenous peoples. St. Thomas Law Review 14:
425-47.
McCorquodale, Robert. 2000. Self-determination in international law. Aldershot:
Ashgate Publishers.
McNeil, Kent. 1997. The meaning of aboriginal title. In Aboriginal and treaty rights in Canada: Essays on law, equality and respect for difference,
ed. Michael Asch,
135-54. Vancouver:
UBC Press.
Miller, Russell A. 2003. Self-determination in international law and the demise of democracy? Columbia Journal of Transnational Law 41
(3):
601-48.
Morris, Glenn. 1986. In support of the right of self-determination for indigenous peoples under international law. German Yearbook of International Law 29:
277-316.
Morris, Glenn. 1992. International law and politics: Toward a right to self-determination for indigenous peoples. In The state of Native America: Genocide, colonization, and resistance,
ed. M. Annette Jaimes,
55-86. Boston:
South End Press.
Myntti, Kristian. 1998. The beneficiaries of autonomy arrangements — with special reference to Indigenous peoples in general and the Saami in Finland in particular. In Autonomy: Applications and implications,
ed. Markku Suksi,
277-94. The Hague/London/Boston:
Kluwer Law International.
Myntti, Kristian. 2000. The right of indigenous peoples to self-determination and effective participation. In Operationalizing the right of indigenous peoples to self-determination,
ed. Pekka Aikio and Martin Scheinin,
85-130. Turku/Åbo:
Åbo Akademi University.
Niezen, Ronald. 2003. The origins of indigenism. Human rights and the politics of identity. Berkeley/Los Angeles/London:
University of California Press.
Nordquist, Kjell-Åke. 1998. Autonomy as a conflict-solving mechanism — An overview. In Autonomy: Applications and implications,
ed. Markku Suksi,
59-77. The Hague/London/Boston:
Kluwer Law International.
Oeter, S. 1994. Minderheiten im institutionellen Staatsaufbau. In Das Minderheitenrecht europäischer Staaten Vol. 2,
ed. Jochen AbrJochen Abr. Frowein et al,
492-522. Berlin:
Springer-Verlag.
Petersen, Hanne and Birger Poppel. eds. 1999. Dependency, autonomy, sustainability in the Arctic. Aldershot/Brookfield, USA/ Singapore/Sydney:
Ashgate Press.
Rehof, Lars Adam. 1992. Human rights and self-government for indigenous peoples. Nordic Journal of International Law 61/62:
19-41.
Rógvi, Kári. 2004. The land of maybe. A survey of Faroese constitutional history. In The right to national self-determination. The Faroe Islands and Greenland. Nijhoff Law Specials 60,
ed. Sjúrður Skaale,
13-48. Leiden-Boston:
Martinus Nijhoff Publishers.
Rosas, Allan. 1993. Internal self-determination. In Modern law of self-determination. Developments in international law. Vol.16,
ed. Chiristian Tomuschat,
225-52. Dordrecht/Boston/London:
Martinus Nijhoff Publishers.
Russell, Peter. 1998. The global dimension of Aboriginal politics. In Education for Australia's international future. The Young Diplomats Program,
ed. Sullivan et al,
104-11. Townsville, Australia:
John Cook University.
Russell, Peter. 2001. Indigenous self-determination: Is Canada as good as it gets? Keynote Address at Conference on Rethinking Indigenous Self-Determination, University of Queensland, Brisbane, Australia, 25-28 September.
Sanders, Douglas. 1983. The re-emergence of Indigenous questions in international law. Canadian Human Rights Yearbook 3:
3-30.
Sanders, Douglas. 1986. Is autonomy a principle of international law? Nordic Journal of International Law 55
(1/2):
17-21.
Sanders, Douglas. 1993. Self-determination and indigenous peoples. In Modern law of self-determination. Developments in International Law. Vol. 16,
ed. Christian Tomuschat,
55-81. Dordrecht/Boston/London:
Martinus Nijhoff Publishers.
Sanders, Douglas. 1994. Draft Declaration on the Rights of Indigenous Peoples — A text and a new process. Canadian Native Law Reporter 1:
40-52.
Sanders, Douglas. 1996. Indigenous peoples and the UN: An overview. Canadian Native Law Reporter 2:
20-4.
Scheinin, Martin. 2000a.
The right to enjoy a distinct culture: Indigenous and competing uses of land. In The jurisprudence of human rights law: A comparative interpretive approach,
ed. Theodore S. Orlin et al,
159-222. Turku/Åbo:
Åbo Akademi University.
Scheinin, Martin. 2000b.
The right to self-determination under the Covenant on Civil and Political Rights. In Operationalizing the right of indigenous peoples to self-determination,
ed. Pekka Aikio and Martin Scheinin,
179-99. Turku/Åbo:
Åbo Akademi University.
Scott, Colin. 2005. Co-management and the politics of Aboriginal consent to resource development: The Agreement Concerning a New Relationship between Le Gouvernement du Québec and the Crees of Québec (2002). In Re-configuring Aboriginal-state relations: An examination of federal reform and Aboriginal-state relations. Canada: The state of the federation 2003,
ed. Michael Murphy,
133-63. Montreal and Kingston:
McGill-Queen's University Press.
Skaale, Sjúrður. ed. 2004. The right to national self-determination. The Faroe Islands and Greenland. Nijhoff Law Specials 60. Leiden/Boston:
Martinus Nijhoff Publishers.
Sohn, Louis B. 1980. The concept of autonomy in international law and practice of the United Nations. Israel Law Review 15
(2):
180-90.
Sohn, Louis B. 1981. Models of autonomy within the UN Framework. In Models of autonomy,
ed. Yoram Dinstein,
5-22. New Brunswick, NJ:
Transaction Press.
Steiner, Henry J. 1991. Ideals and counter-ideals in the struggle over autonomy regimes for minorities. Notre Dame Law Review 66
(5):
1539-60.
Suksi, Markku. ed. 1998a.
Autonomy: Applications and implications. The Hague/London/Boston:
Kluwer Law International.
Suksi, Markku. 1998b.
On the entrenchment of autonomy. In Autonomy: Applications and implications,
ed. Markku Suksi,
151-71. The Hague/London/Boston:
Kluwer Law Internnational.
Thornberry, Patrick. 1993. The democratic or internal aspect of self-determination with some remarks on federalism. In Modern law of self-determination. Developments in International Law, Vol. 16,
ed. Christian Tomuschat,
101-37. Dordrecht/Boston/London:
Martinus Nijhoff Publishers.
Thornberry, Patrick. 1995. Some implications of the UN Declaration on Minorities for Indigenous Peoples. In Indigenous and tribal peoples rights 1993 and after. Juridica Lapponica No. 11,
ed. Eyassu Gayim and Kristian Myntti,
46-91. Rovaniemi, FI:
University of Lapland Press.
Thornberry, Patrick. 1993. Images of autonomy and individual and collective rights in international instruments on the rights of minorities. In Autonomy: Applications and implications,
ed. Markku Suksi,
97-124. The Hague/London/Boston:
Kluwer Law International.
Thornberry, Patrick. 2000. Self-determination and indigenous peoples: Objections and responses. In Operationalizing the right of indigenous peoples to self-determination,
ed. Pekka Aikio and Martin Scheinin,
39-64. Turku/Åbo:
Åbo Akademi University.
Tomuschat, Christian. ed. 1993. Modern law of self-determination. Developments in International Law Vol.16. Dordrecht/Boston/London:
Martinus Nijhoff Publishers.
Turpel, Mary Ellen. 1992. Indigenous peoples' rights of political participation and self-determination: Recent international legal developments and the continuing struggle for recognition. Cornell International Law Journal 25:
579-602.
Venne, Sharon Helen. 1998. Our elders understand our rights. Evolving international law regarding indigenous rights. Penticton, British Columbia:
Theytus Book Ltd.
Welhengama, Gnanapala. 1999. The legitimacy of minorities' claim for autonomy through the right to self-determination. Nordic Journal of International Law 68:
413-38.
Welhengama, Gnanapala. 2000. Minorities' claims: From autonomy to secession international law and state practice. Aldershot-Burlington USA-Syngapore-Sydney:
Ashgate Press.
White, Graham. 2002. Treaty federalism in Canada: Aboriginal-government land claim boards. Publius 32
(3):
89-114.
Wiberg, Matti. 1998. Political autonomy: Ambiguities and clarifications. In Autonomy: Applications and implications,
ed. Markku Suksi,
43-57. The Hague/London/Boston:
Kluwer Law International.
Wiessner, Siegfried. 1999. Rights and status of Indigenous peoples: A global comparative and international legal analysis. Harvard Human Rights Journal 12:
57-128.
Wolfrum, Rüdiger. 1999. The protection of indigenous peoples in international law. Zeitschrift für äuslandisches öffentliches Recht und Völkerrecht 59:
369-82.
Notes
1.
This includes public international law and comparative constitutional law.
2.
Frederik Harhoff (1986, 31-32) gives a good explanation of the difference
between autonomy in constitutional legal terms and local autonomy. This paper does
not aim to look at municipal self-administration or local Aboriginal
self-government arrangements in Canada or elsewhere in which some Aboriginal
communities, through treaty-making may enjoy constitutionally recognized native
title and exercise local and regional levels of self-governance. See for example
(McNeil 1997, 135).
3.
The complex question of the terms "minorities" and "Indigenous" is addressed
in Prevention of Discrimination against and the Protection of Minorities. Working
paper on the Relationship and Distinction between the Rights of Persons Belonging
to Minorities and those of Indigenous Peoples. 19 July 2000. UN/Economic and
Social Council. Commission on Human Rights. Sub-Commission on the Promotion and
Protection of Human Rights. 52 session, item 8 of the provisional agenda (UN
Document No. E/CN.4/Sub.2/2000/10). In this document Ms. Erica-Irene Daes
specifies some factors which have been asserted as characteristics of either
Indigenous peoples or minorities. Those include: numerical inferiority; social
isolation, exclusion, or persistent discrimination; cultural, linguistic or
religious distinctiveness; geographical concentration (territoriality);
aboriginality (i.e., being autochthonous). Point 28. These features do not solve
the conceptual problem of the terms but are helpful in understanding the subject.
There is also a widely used definition of "indigenous communities, peoples and
nations […]" as formulated by José Martínez Cobo in 1987. See "Study of the
problem of discrimination against indigenous populations." UN Document No.
E/CN.4/Sub.2/1986/7/Add4. For the purposes of this paper, I also consider the
definition of "Indigenous" as it is formulated in Article 1 (b) of the ILO
Convention No. 169, which reads: "peoples in independent countries who are
regarded as indigenous on account of their descent from the populations which
inhabited the country, or a geographical region to which the country belongs, at
the time of conquest or colonization or the establishment of present State
boundaries and who, irrespective of their legal status, retain some or all of
their own social, economic, cultural and political institutions." Convention (No.
169) concerning Indigenous and Tribal Peoples in Independent Countries, Geneva,
June 27, 1989. Adopted by the General Conference of the International Labour
Organization. In force 5 September 1991. See also (Niezen 2003, 18-23).
4.
See (Lindley 1969), (Dinstein1981), (Hannum 1993; 1996), (Lapidoth 1997),
(Hannikainen and Horn 1997), (Suksi 1998a),(Petersen and Poppel 1999),
(Welhengama 1999; 2000), and (Cook and Lindau 2000).
5.
Besides, as Lapidoth writes, "there exists some confusion as to the
difference between autonomy and other schemes aimed at diffusion of power, such as
federalism, decentralization, self-government, devolution and associated
statehood" (1994, 276).
6.
Harhoff explains that: "In fact, this concept was originally derived from
sociology, but has been applied as well in legal science because of the need to
approach decolonisation in a constitutional legal context as well, and because of
its highly appealing and motivating force" (1986, 31).
7.
Lindley argues that, "[…] disputants may disagree about how 'autonomy' is to
be analyzed, but they do share the same basic concept" (1969, 3).
8.
See (Lapidoth 1994, 284-85), (Bernhardt 1981), and (Lakoff 1994). Lakoff
argues that coupled with federalism autonomy is a constructive alternative to
sovereignty.
9.
Hannum (1996, 467-8) talks about "fully autonomous" territory and uses the
term full autonomy. According to Hannum, "fully autonomous territory" possesses: a
locally elected legislative assembly; local administrative powers, and independent
courts. Besides, the issues of common jurisdiction may become a subject to special
arrangements for the division of power between the state and the autonomous
entity. The term "full autonomy" was used in the Camp David Agreement relating to
a Framework for Peace in the Middle East, of 17 September 1978. See (Sohn 1980).
10.
The author gives the example of the Falkland/Malvinas Islands.
11.
The author gives the example of the Isle of Man.
12.
Greenland is an example.
13.
Cases are Nicaragua/Atlantic Coast, the Philippines/ Mindanao and Finland/
Åland Islands.
14.
See also footnote 165 in (Hannum and Lillich 1980) about the scholars.
15.
For example, Åland autonomy of 1920 has been guaranteed by the League of
Nations. See: Minutes of the meeting of the Council of the League of Nations June
24, 1921 incorporating the Åland decision, in International Treaties and Documents
Concerning Åland Islands 1856-1992, Mariehamn, 1993 and the Agreement between
Finland and Sweden to guarantee in the Law of May 7, 1920 on the Autonomy of
Åland Islands, June 27, 1921 (Hannum 1993). The autonomy of the South Tyrol has
been guaranteed by the Agreement between Austria and Italy. September 5, 1946
Annex IV of the Treaty of Peace with Italy, February 10, 1947. UN Treaty Series
No. 49.
16.
Regarding ethnic minorities, Steiner (1991) argues that autonomy regimes find
indirect but significant support in several prominent norms of the human rights
movement. As bases of autonomy regimes in human rights instruments, he looks at
Articles 1, 25, and 27 of the Civil-Political Rights Covenant and Article 1 of the
Universal Declaration of Human Rights.
17.
The document can be found in Hannum (1993). See also comments by Lapidoth
(1997, 12-3) and Heintze (1997, 85-6).
18.
Thornberry (1998) notes that the Minority Right Group offered to the
drafting group of the Human Rights Commission which was charged with the
preparation of the Declaration, a proposal to establish a right of minorities to
autonomy in internal matters but it was not inserted.
19.
The text of the European Charter of Local Self-Government is published in
the European Treaty Series, No. 122 (1985) Strasbourg, Council of Europe.
20.
Article 73 of the Charter. Sohn (1980) concludes that the concept of
internal self-government has evolved through the years in the practice of the UN.
21.
Some scholars argue that there are external aspects of the right to
self-determination which do not entail secession. For example, Indigenous peoples'
international representation and participation in activities that transcend state
boundaries can be regarded as an external dimension of this right. This aspect of
the right to self-determination is reflected in the Draft of the Nordic Saami
Convention, which will be released to the public on 16 November 2005. See also
Henriksen (2001).
22.
See (Tomuschat 1993), in particular (Rosas 1993) and (Thornberry 1993). Also
see (Cassese 1995), (Knop 1999; 2002), ( Welhengama 2000), (McCorquodale 2000),
(Castellino 2000), (Gilbert 2002), (Miller 2003), and (Skaale 2004).
23.
The right of peoples to self-determination is entrenched in: the UN Charter
Articles 1(2) and 55; the 1960 Declaration on the Granting of Independence to
Colonial Peoples and Countries; Resolution 1514 (XV) by the UN General Assembly
(deals with self-determination for colonial peoples); the first article of the two
1966 Human Rights International Covenants on Civil and Political Rights and Social
and Economic Rights, the ambiguity of which provokes numerous discussions and
contradictions among scholars, politicians, and people, including different
ethnic, minority, and Indigenous groups; and UN General Assembly 1970 Declaration
on Principles of International Law concerning Friendly Relations and Cooperation
among States in accordance with the Charter of the United Nations (Resolution 2625
(XXV)).
24.
In the common law countries this formula can be contested due to the
recognition of native title, the inherent right to self-government, and the
consideration of treaty-making with Aboriginal peoples as a nation-to-nation
relationship and partnership.
25.
Cited from (Hannikainen 1998, 85). He quotes (Cassese 1995, 347 and 311).
26.
See General Comment 12 (21), Article 1, Human Rights Committee, 21st
Session, 1984. Reprinted in Compilation of General Comments and General
Recommendations Adopted by Human Rights Treaty Bodies, UN Doc. HRI/GEN/1/Rev.5,
2001.
27.
Although Article 27 does not use the term "Indigenous peoples," they
generally fall under its protection. The applicability of this article regarding
Indigenous peoples has been emphasized in General Comment No. 23 of the Human
Rights Committee (paragraph 3.2. and 7). It is also advanced by the case law
developed under this provision which mostly deals with claims by indigenous
groups: HRC General Comment 23 (50) reproduced in UN doc. HRI/GEN/1/Rev.5 at 147.
28.
In General Comment 23, the Human Rights Committee concluded that the
exercise of cultural rights under Article 27 especially in the case of Indigenous
peoples "may require positive legal measures of protection and measures to ensure
the effective participation of members of minority communities in decisions which
affect them." Paragraph 7.
29.
When referring to fact-finding and investigative procedures, Alfredsson has
in mind Special Reporters and working groups of the UN Commission on Human Rights.
30.
Asbjørn Eide. The Special Reporter of the Sub-commission on Prevention of
Discrimination and Protection of Minorities. Possible Ways and Means of
Facilitating the Peaceful and Constructive Solution of Problems Involving
Minorities. UN Docs. Nos.E/CN.4/Sub.2/-1990/46, 1991/43, 1992/37, 1993/34 and its
Add 4. Quoted from (Hannikainen 1998, 94).
31.
One of the exceptions would be the autonomous status of Åland Islands, which
was guaranteed by the decision of the League of Nations in 1921.
32.
The League of Nations could be an example of that kind of body. Existing
until 1924, it played a crucial role in the international dispute between Sweden
and Finland on the Åland Islands, and the League Council was the international
supervisor.
33.
Suksi names them autonomies proper.
34.
These are autonomies for all practical purposes.
35.
In Canada it is debatable whether recognition of Aboriginal rights in s. 35
of the Constitution Act, 1982, includes Aboriginal peoples' right to autonomy.
36.
John H. Bodley (1997) deliberates on the problem of terminology in
definition of Indigenous peoples.
37.
Some legal scholars on that account are: (Anaya 1991; 2003), (Lawrey 1990), (Turpel 1992), (Sanders 1983; 1994; 1996); and (Venne 1998).
38.
As Anaya explains, "this so-called doctrine of intertemporal law, which
judges historical events according to the law in effect at the time of their
occurrence" (1990, 838).
39.
Anaya suggests that the matter of recognition is one more aspect of
international law that limits its capacity to embrace ethnic autonomy claims.
Recognition is a phenomenon of international legal process which "may validate
solutions of dubious origin." That is, when a preponderance of states,
international organizations and other relevant international actors recognize a
state's boundaries and corresponding sovereignty over territory, international law
upholds the recognized sovereignty as a matter of traditionally held foundational
principle. International legal process thus hardly questions whether the territory
was acquired by lawful means, leaving little room for groups within the cloak of a
recognized sovereign to assert competing sovereignty solely on the basis of
historical conditions or events" (1990, 839).
40.
In this sense, Anaya advocates for the human rights approach to indigenous
rights and autonomy.
41.
As Alfredsson argues "Group rights are the foundation of autonomy
considerations" (1997, 36).
42.
For example, the Sámi in Norway, Finland, and Sweden can exercise certain
cultural rights even if a Sámi person resides outside his or her traditional
homeland. In the meantime, the concept of territorial rights is also applicable.
For example, the recently adopted Norwegian "Finnmark Act" of 2005 aims to secure
the material basis for Sámi culture, reindeer husbandry, traditional use of
natural resources, livelihoods, and social life. In paragraph 5 it recognizes
that: Sámi people have established rights both individually and collectively to
the lands and resources through their immemorial usage of lands and resources. It
is expected that approximately 96 percent of the Crown land would be transferred
from a state owned company to the new Finnmark Estate. Importantly in paragraph 3
the Act recognizes the priority of the norms of the ILO Convention 169 as a
measure of protection of Sámi self-determination and land rights. Personal
communication with Láilá Susanne Vars, Sámi political activist. Sommarøya, Norway,
8 June 2005. See also the article "Finnmark Act approved in Norway," Nunatsiaq
News 3 June 2005.
43.
For a detailed analysis see the Working Paper on the Relationship and
Distinction between the Rights of Persons belonging to Minorities and those of
Indigenous Peoples, prepared by Ms. Erika-Irene Daes and Mr. Asbjørn Eide. Also
see (Gayim 2001) and (Kingsbury 2001).
44.
Kymlicka notes, "national minorities claim that they are distinct 'peoples',
with inherent rights of self-government. While they are currently part of the
larger country, this is not a renunciation of their original right of
self-government. Rather it is a matter of transferring some aspects of the powers
that remain in their own hands" (1995, 181).
45.
Prof. Sanders points out that Indigenous peoples became minorities as a
result of a history of colonialism or state expansion. If their positions are
argued purely as minority rights, the colonial origins of their situation become
unimportant. He further notes that Indigenous peoples are cultural minorities,
which require some autonomy to maintain and develop their distinctiveness. There
are different arguments whether Indigenous peoples are minorities or not, but from
the point of view of some Indigenous peoples they are not minorities.
46.
Reprinted in E/CN.4/Sub.2 /AC.4/1988/5 at 12. Quoted from (Gayim 2001, 52).
47.
Peter Russell notes "though article 27 does not recognize the distinctive
position of Indigenous peoples, nevertheless its reference to rights that are to
be enjoyed "in community with others" has given an opening for individual members
of Indigenous societies to raise issues that pertain to collective rights" (1998,
108). The Human Rights Committee has decided a number of complaints under Article
27 by Indigenous peoples. See, for example: Lovelace v. Canada (Communication No.
24/1977) 1HRC: Selected Decisions (New York: UN, 1985) at 83; Kitok v. Sweden
(Communication No. 197/1985). II Official records of the HRC 1987/88 (New York:
UN, 1995) at 442; Bernard Ominayak, Chief of the Lubicon Lake Band v. Canada
(Communication No. 167/1984) II Official Records of the HRC 1989/90 (New York: UN,
1995) at 381.
48.
Encl. (Anaya 1996, 185).
49.
Encl. (Anaya 1996, 188).
50.
Encl. (Anaya 1996, 188).
51.
Encl. (Anaya 1996, 190).
52.
For example, the inhabitants of the Faroe Islands, who are arguably
considered an indigenous-minority, have a passport with nationality Faroingur. It
is a sort of an island citizenship, which was done for strengthening of Faroese
identity. In Canada the Nisga'a Agreement recognises Nisga'a citizenship.
However, in most cases of autonomy, minority or indigenous citizenship is not
included. Regarding the Faroe Islands see (Rógvi 2004).
53.
For some considerations on that account see (Myntti 2000).
54.
The Report of the working group established in accordance with Commission on
Human Rights Resolution 1995/32, Chairperson-Rapporteur: Mr. Chavez (Peru)
contains a summary of debates held at the ninth session of the working group on
the Draft UN Declaration on the Rights of Indigenous peoples. As its basis the
Commission considered the draft contained in the annex to resolution 1994/95 of
August 26, 1994, which was endorsed by the Economic and Social Council in
resolution 1995/32 of July 25, 1995. In this report various proposals for
amendments are included. However, consideration of these proposals does not imply
their acceptance or diminish the preference shown by Indigenous peoples'
representatives and some governmental delegations to enact the draft in its
present form. Thus, the formula of Article 31 might be unchanged and enacted
according to the 1994/95 draft. See: Report of the working group established in
accordance with Commission on Human Rights Resolution 1995/32.
55.
Encl. (Anaya 1996, 214).
56.
Patrick Thornberry and Benedict Kingsbury deliberate briefly on the content
of Article 31. Thornberry (2000) emphasizes that self-determination is a broader
concept than autonomy. Kingsbury (2000) draws attention to the unclarity of the
meaning of autonomy in the frames of Article 31. The concept of the latter is not
even expressly connected with an issue crucial for Indigenous peoples — a land
base.
57.
In the Report of the working group established in accordance with Commission
on Human Rights Resolution 1995/32, two versions of Article 31 are included. The
first reads that: "Indigenous peoples, as a specific form of exercising their
right to self-determination, have the right to autonomy or self-government in
matters relating to their internal and local affairs [as well as/including ways
and means for financing these autonomous functions]." Or, "Indigenous peoples have
the right to self-government of their internal and local affairs, including
through their institutional structures. The exercise of this right shall be a
matter for arrangement/agreement/negotiation/resolution between Indigenous peoples
and States." It is not clear which formula might be enacted in the future.
58.
Encl. (Anaya 1996, 223-4).
59.
Myntti argues that "although there are several examples of national autonomy
solutions for minorities and Indigenous peoples, Indigenous peoples do not seem to
have a right to autonomy under international law, at least not a right to 'a fully
autonomous territory'" (1998, 280). He further claims that based on UN and state
practice "territorial autonomy (or ethno-territorial autonomy) are not yet rights
of Indigenous peoples under customary international law" (2000, 117-8).
60.
Sanders states that "Indigenous peoples within States have a right to
'internal self-determination' as do all other individuals or groups within the
State […] In most cases this will require some decentralization, autonomy or
self-government" (1993, 79). See also Article 31 of the UN Draft Declaration on
the Rights of Indigenous Peoples.
61.
See (Alfredsson 1993), (Sanders 1993), (Morris 1986), (Johnston 1986),
(Magnarella 2001), and (Wolfrum 1999). For a historical account see (Morris 1986),
(Wiessner 1999), and (Barsh 1994).
62.
Magnarella (2001) notes that only few Indigenous peoples have campaigned for
complete independence, namely Kurds of Turkey and Iraq.
63.
For example, Peter Russell (2001, 9) underscores that "the attachment of
Aboriginal peoples to Canada may be based as much on economic prudence as
patriotic sentiment […] as a practical matter there are few Aboriginal leaders or
groups with separatist aspirations." However, there might be objections in this
regard.
64.
See The Commission on Self-governance — a presentation. Available: www.nanoq.gl (accessed 19 July 2005).
65.
Regarding non-territorial autonomy generally see (Coakley 1994).
66.
The idea of cultural personal autonomy or the principle of personality was
developed by Austrian social democrats Otto Bauer and Rudolf Springer (Karl
Renner). For analysis of that see (Hanf 1991).
67.
The Nisga'a Final Agreement (1998). Available: www.gov.bc.ca/arr/negotiation/nisgaa/docs/fact_general.htm (accessed 19 July 2005).
68.
There is extensive literature on this matter. See, for example, (Henderson 1994), (White 2002), and (Scott 2005).
69.
For a detailed analysis of these issues see Working Paper on the
Relationship and Distinction between the Rights of Persons Belonging to Minorities
and those of Indigenous Peoples. 19 July 2000. UN/Economic and Social Council.
Commission on Human Rights. Sub-Commission on the Promotion and Protection of
Human Rights. 52 session, item 8 of the provisional agenda (UN Document No.
E/CN.4/Sub.2/2000/10).
70.
There might be objections to that matter, especially when we deal with
customary governance that does not readily conform to standard
electoral-bureaucratic models of governance.
71.
About this approach and empirical study of these governance systems see (Loukacheva 2004a; 2004b).